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🇦🇺 ASIC Banned & Disqualified Register

Live data from data.gov.au — ASIC's full banned and disqualified persons register. CC-BY 4.0.

1314Currently Active
26New (90 days)
5215Total on Register
3901Historical / Expired
AFS Banned/Disqualified: 572 Disqualified Director: 308 Credit Banned/Disqualified: 167 Disqualified SMSF Auditor: 125 Banned Securities Dealer: 120 Banned Futures Dealer: 11 Banned Organisation: 11
🆕 New Bans (Last 90 Days)26 entries
TypeNameStateStartEnd
🔴 Disqualified Director DAWSON, LARRY JOHNNEW VIC 29/07/2026 Ongoing
🔴 Disqualified Director TORCASIO, TONYNEW VIC 29/07/2026 28/07/2031
🔴 Disqualified Director TORCASIO, TONINONEW VIC 29/07/2026 28/07/2031
🟠 Credit Banned/Disqualified NONG, PATRICKNEW ADDRESS UNKNOWN 26/07/2026 Ongoing
🟠 Disqualified SMSF Auditor ROSS, VIVIENNENEW SA 24/08/2026 Ongoing
🟠 Disqualified SMSF Auditor PAPAZOGLOU, ALEXANDERNEW VIC 24/06/2026 Ongoing
🔴 AFS Banned/Disqualified TURCO, VICTORNEW WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VICTOR VINCENEW WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITORIO VINCENZONEW WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITORIO VINCENEW WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITTORIO VINCENZONEW WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITTORIO VINCENEW WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified BROOKES, NICHOLAS DUNCANNEW VIC 15/07/2026 14/07/2029
🔴 AFS Banned/Disqualified BROOKES, NICHOLASNEW VIC 15/07/2026 14/07/2029
🔴 AFS Banned/Disqualified BROOKES, NICHOLAS DUNCAN JEREMYNEW VIC 15/07/2026 14/07/2029
🔴 AFS Banned/Disqualified BROOKES, NICKNEW VIC 15/07/2026 14/07/2029
🔴 Disqualified Director AGRAWAL, SHASHIKUMARI KRISHNAKUMARNEW NSW 10/06/2026 09/06/2031
🔴 Disqualified Director AGRAWAL, SHASHIKUMARINEW NSW 10/06/2026 09/06/2031
🔴 Disqualified Director MACDONALD, ALANNEW NSW 08/08/2026 07/08/2031
🔴 AFS Banned/Disqualified GOULD, JACKNEW QLD 08/07/2026 07/07/2030
🔴 Disqualified Director FANNING, DAVIDNEW QLD 06/07/2026 05/07/2031
🔴 Disqualified Director FANNING, DAVID SHANENEW QLD 06/07/2026 05/07/2031
🔴 Disqualified Director FALCONER, ANTHONYNEW NSW 03/08/2026 02/08/2030
🔴 Disqualified Director FALCONER, ANTHONY JOHNNEW NSW 03/08/2026 02/08/2030
🔴 Disqualified Director TEACHASKUL, WANLOPNEW NSW 03/07/2026 02/07/2030
🔴 Disqualified Director TECHASKUL, WANLOPNEW NSW 03/07/2026 02/07/2030
Current Bans (1314)
Ban TypeNameStateStartEnd
🔴 AFS Banned/Disqualified BRECKER, GRAHAM MICHAEL WA 31/10/2006 Ongoing
🔴 AFS Banned/Disqualified THOMPSON, GEORGE ANDREW WA 31/10/2005 Ongoing
🔴 Banned Securities Dealer JACKMAN, PETER GERRARD QLD 31/10/1996 Ongoing
🔴 Banned Securities Dealer WRATTEN, MICHAEL JAMES NSW 31/10/1996 Ongoing
🔴 Disqualified Director CASELLA, SAM NSW 31/08/2023 30/08/2028
🔴 Banned Securities Dealer MCGRATH, LUKE STUART NSW 31/08/2000 Ongoing
🔴 AFS Banned/Disqualified MICHAEL, ROBERT SHANE VIC 31/07/2019 Ongoing
🔴 Banned Organisation CHARTER FINANCE AND INSURANCE PTY LTD — 31/07/2003 Ongoing
🔴 AFS Banned/Disqualified EVANS, NEIL JOHN VIC 31/05/2019 Ongoing
🔴 AFS Banned/Disqualified MACPHERSON, DESIREE WA 31/05/2018 Ongoing
🔴 AFS Banned/Disqualified MACPHERSON, DESIREE VERONICA WA 31/05/2018 Ongoing
🔴 AFS Banned/Disqualified MACPHERSON, VERONICA DESIREE WA 31/05/2018 Ongoing
🟠 Credit Banned/Disqualified MORDECHAI, MOSHE YAIR NSW 31/05/2011 Ongoing
🔴 AFS Banned/Disqualified GODFREY, BEN QLD 31/03/2026 30/03/2036
🔴 AFS Banned/Disqualified GODFREY, BENJAMIN ROBING QLD 31/03/2026 30/03/2036
🔴 AFS Banned/Disqualified GODFREY, BENJAMIN ROBIN QLD 31/03/2026 30/03/2036
🟠 Credit Banned/Disqualified BUTSON, LESLIE JOHN BENJAMIN WA 31/03/2005 Ongoing
🔴 Banned Securities Dealer STREET, ROBERT ANDREW VIC 31/03/2003 Ongoing
🟠 Disqualified SMSF Auditor SHEPPET, LEO VIC 31/01/2023 Ongoing
🔴 Banned Securities Dealer WILLIAMS, CRAIG MANSFIELD NSW 31/01/2002 Ongoing
🔴 Disqualified Director ANTHONY, DENNIS RALPH NSW 30/11/2005 30/11/2030
🔴 Disqualified Director ANTHONY, DENIS RALPH NSW 30/11/2005 30/11/2030
🔴 Disqualified Director ANTHONY, DENNIS NSW 30/11/2005 30/11/2030
🔴 Disqualified Director LLOYD-COCKS, MARTIN NSW 30/11/2005 30/11/2030
🔴 Disqualified Director LLOYD-COCKS, MARTIN ANDREW NSW 30/11/2005 30/11/2030
🔴 Disqualified Director LLOYD-COCKS, MARTIN ANDERSEN NSW 30/11/2005 30/11/2030
🔴 AFS Banned/Disqualified HRONOPOULOS, ANASTASIA NSW 30/10/2008 Ongoing
🔴 AFS Banned/Disqualified SAHAY, SHIV PRAKASH NSW 30/09/2015 Ongoing
🟠 Credit Banned/Disqualified SAHAY, SHIV PRAKASH NSW 30/09/2015 Ongoing
🔴 Banned Securities Dealer MCLACHLAN, HAMISH BOYD SA 30/09/1999 Ongoing
🔴 AFS Banned/Disqualified ARCHIBALD, TIMOTHY QLD 30/06/2025 29/06/2035
🔴 AFS Banned/Disqualified ARCHIBALD, TIMOTHY JOHN QLD 30/06/2025 29/06/2035
🔴 AFS Banned/Disqualified ROPER, KIRILEY FRANCES EDWYNA QLD 30/06/2025 29/06/2035
🔴 AFS Banned/Disqualified SUCKLING, KIRILEY FRANCES EDWYNA QLD 30/06/2025 29/06/2035
🔴 AFS Banned/Disqualified SCHNEIDER, JONATHAN RICHARD NSW 30/06/2022 29/06/2030
🟠 Credit Banned/Disqualified FRUGTNIET, RUDY NSW 30/06/2014 Ongoing
🔴 Disqualified Director DAVIS, GARY DAVID NSW 30/06/1998 Ongoing
🔴 Disqualified Director OSMAN, KABIR WA 30/05/2026 29/05/2029
🔴 Disqualified Director OSMAN, KABIR CHARLES WA 30/05/2026 29/05/2029
🔴 AFS Banned/Disqualified SHERWIN, BRAD QLD 30/05/2016 Ongoing
🔴 Disqualified Director ZARRA, GENEROSO FELICE VIC 30/04/2026 29/04/2028
🔴 Disqualified Director ZARRA, GREG VIC 30/04/2026 29/04/2028
🔴 Disqualified Director ZARRA, GREG PHILLIP VIC 30/04/2026 29/04/2028
🔴 Disqualified Director DE CASTRO, GUI JORGE ADDRESS UNKNOWN 30/04/2025 29/04/2029
🔴 Disqualified Director DE CASTRO, GUI WA 30/04/2025 29/04/2029
🔴 Disqualified Director DE CASTRO, GUI JORGE DA COSTA NAPOLEAO WA 30/04/2025 29/04/2029
🟠 Disqualified SMSF Auditor TAN, ALLAN VIC 30/04/2025 Ongoing
🟠 Disqualified SMSF Auditor CHENG, TAK BO NSW 30/04/2024 Ongoing
🔴 AFS Banned/Disqualified TAYLOR, MICHAEL GORDON MCILWRAITH QLD 30/04/2018 Ongoing
🔴 AFS Banned/Disqualified PENNICOTT, GABRIAL NEIL QLD 30/04/2009 Ongoing
🔴 Disqualified Director BALANIAN, ASHOD OHAN NSW 30/03/2026 29/03/2031
🔴 Disqualified Director BALANIAN, ASHOD NSW 30/03/2026 29/03/2031
🔴 Disqualified Director HILELLIS, LAMBROS NSW 30/03/2026 29/03/2031
🔴 AFS Banned/Disqualified LOFTHOUSE, DAVID WILLIAM VIC 30/03/2026 29/03/2029
🟠 Disqualified SMSF Auditor SCAHILL, PHIL NSW 30/03/2022 Ongoing
🟠 Disqualified SMSF Auditor HENLEY, CLIVE ACHALEN QLD 30/01/2023 Ongoing
🔴 AFS Banned/Disqualified TRAN, TRAM LE ANH NSW 30/01/2020 Ongoing
🔴 AFS Banned/Disqualified LINES, PHILLIP JOHN SA 30/01/2006 Ongoing
🔴 AFS Banned/Disqualified OVENS, JOHN NSW 29/12/2010 Ongoing
🔴 AFS Banned/Disqualified OVENS, JOHN ANTHONY NSW 29/12/2010 Ongoing
🔴 AFS Banned/Disqualified WILSON, CRAIG JAMES WA 29/10/2018 Ongoing
🟠 Credit Banned/Disqualified WILSON, CRAIG JAMES ADDRESS UNKNOWN 29/10/2018 Ongoing
🔴 Banned Securities Dealer MORGAN, PAUL FRANKLIN WA 29/10/1999 Ongoing
🔴 Disqualified Director CLARK, BRUCE RONALD VIC 29/10/1987 Ongoing
🟠 Disqualified SMSF Auditor HUSTON, ROBIN DAVID QLD 29/09/2011 Ongoing
🔴 AFS Banned/Disqualified DICKSON, TIMOTHY DOUGLAS BARR SA 29/09/2005 Ongoing
🔴 Disqualified Director HAFER, EWALD SA 29/08/2025 28/08/2033
🔴 Disqualified Director LA BARRIE, SIMEON MICHAEL SA 29/08/2025 28/08/2037
🔴 Disqualified Director MIHALOPOULOS, BASILIOS NSW 29/08/2025 28/08/2029
🔴 Disqualified Director MIHALOPOULOS, BILL NSW 29/08/2025 28/08/2029
🟠 Disqualified SMSF Auditor SAROHA, HAFIZ NSW 29/08/2022 Ongoing
🟠 Disqualified SMSF Auditor TOWNSHEND, JANETTE VIC 29/08/2022 Ongoing
🔴 Disqualified Director DAWSON, LARRY JOHN VIC 29/07/2026 Ongoing
🔴 Disqualified Director TORCASIO, TONY VIC 29/07/2026 28/07/2031
🔴 Disqualified Director TORCASIO, TONINO VIC 29/07/2026 28/07/2031
🟠 Credit Banned/Disqualified GORDON, JEFFRY LEONARD ADDRESS UNKNOWN 29/07/2020 Ongoing
🔴 AFS Banned/Disqualified BARR, JOHN WA 29/07/2013 Ongoing
🔴 Banned Securities Dealer WILLIAMS, ALAN DAVID LLOYD QLD 29/07/2002 Ongoing
🔴 Disqualified Director REID, MATTHEW JOHN VIC 29/06/2023 28/06/2027
🔴 Disqualified Director SUTTON, DAVID HENTY NSW 29/06/2023 28/06/2028
🔴 Disqualified Director SUTTON, DAVID NSW 29/06/2023 28/06/2028
🔴 AFS Banned/Disqualified SUTTON, DAVID HENTY NSW 29/06/2023 Ongoing
🔴 AFS Banned/Disqualified SUTTON, DAVID NSW 29/06/2023 Ongoing
🟠 Disqualified SMSF Auditor HUYNH, KHANH NSW 29/06/2022 Ongoing
🔴 AFS Banned/Disqualified PECYNA, OSKAR NSW 29/06/2022 30/03/2027
🔴 AFS Banned/Disqualified BAILEY, JEFF WA 29/06/2017 Ongoing
🔴 AFS Banned/Disqualified BAILEY, JEFFREY WA 29/06/2017 Ongoing
🔴 AFS Banned/Disqualified GREVSMUHL, MARK STEVEN QLD 29/06/2016 Ongoing
🟠 Credit Banned/Disqualified GREVSMUHL, MARK STEVEN QLD 29/06/2016 Ongoing
🔴 AFS Banned/Disqualified BROEDERLOW, ROPATI NSW 29/06/2012 Ongoing
🟠 Credit Banned/Disqualified BROEDERLOW, ROPATI NSW 29/06/2012 Ongoing
🟠 Credit Banned/Disqualified ROPATI, BROEDERLOW ADDRESS UNKNOWN 29/06/2012 Ongoing
🔴 AFS Banned/Disqualified DAWSON, SCOTT JAMES QLD 29/06/2006 Ongoing
🔴 AFS Banned/Disqualified CAUST, JOHN LLOYD VIC 29/06/2004 Ongoing
🔴 AFS Banned/Disqualified MCKENNY, JON MELVILLE VIC 29/06/2004 Ongoing
🔴 Disqualified Director KAFROUNI, JOHNNIE NSW 29/05/2024 28/05/2028
🔴 AFS Banned/Disqualified GEORGE, JEFFREY MICHAEL — 29/05/2015 Ongoing
🔴 AFS Banned/Disqualified GORE, CRAIG QLD 29/05/2015 Ongoing
🔴 AFS Banned/Disqualified GORE, CRAIG KEVIN QLD 29/05/2015 Ongoing
🔴 AFS Banned/Disqualified GORE, CRAIG KIRRAN QLD 29/05/2015 Ongoing
🔴 AFS Banned/Disqualified GORE, CRAIG KIRIN QLD 29/05/2015 Ongoing
🔴 AFS Banned/Disqualified GORE, CRAIG KIRRIN QLD 29/05/2015 Ongoing
🟠 Credit Banned/Disqualified GAMEL, WILLIAM GEORGE WA 29/05/2002 Ongoing
🔴 Banned Securities Dealer ANSON, BENJAMIN NSW 29/05/2001 Ongoing
🔴 Banned Securities Dealer BLACKHALL-CAIN, JOHN SCOTT QLD 29/05/2001 Ongoing
🔴 Disqualified Director CHABIB, MOHAMED NSW 29/04/2025 28/04/2030
🔴 Disqualified Director EL CHABIB, MOHAMED NSW 29/04/2025 28/04/2030
🔴 Disqualified Director EL-CHABIB, MOHAMAD NSW 29/04/2025 28/04/2030
🔴 AFS Banned/Disqualified DIAB, OMAR NSW 29/04/2011 Ongoing
🔴 Banned Securities Dealer IVINSON, GERARD NT 29/04/1999 Ongoing
🔴 AFS Banned/Disqualified MURRAY, SCOTT KENNETH VIC 29/03/2012 Ongoing
🔴 AFS Banned/Disqualified LEE, LISA NSW 29/01/2021 28/01/2027
🔴 AFS Banned/Disqualified POUPARD, JARROD ANDREW VIC 29/01/2021 28/01/2027
🔴 AFS Banned/Disqualified HENRY, CHRISTIAN JAMES VIC 28/11/2025 15/04/2029
🟠 Disqualified SMSF Auditor SCOTT, PHILLIP LLOYD WA 28/11/2022 Ongoing
🔴 AFS Banned/Disqualified WALLIS, MATTHEW MANSON VIC 28/11/2017 Ongoing
🔴 AFS Banned/Disqualified WALLIS, MATTHEW VIC 28/11/2017 Ongoing
🔴 AFS Banned/Disqualified FULLERTON-SMITH, WALTER JOHN QLD 28/11/2012 Ongoing
🔴 Banned Securities Dealer CARDILLO, JUSTIN NICHOLAS VIC 28/11/2003 Ongoing
🔴 Banned Securities Dealer SMITH, LEONARD JOHN QLD 28/11/2001 Ongoing
🔴 Disqualified Director HALL, DAVID ROSS NSW 28/10/2021 27/10/2026
🔴 Disqualified Director BHATT, ASHISH NSW 28/07/2025 27/07/2027
🔴 Disqualified Director BHATT, ASHISH HITESHKUMAR NSW 28/07/2025 27/07/2027
🔴 AFS Banned/Disqualified WHITTAKER, DENNIS WILLIAM NSW 28/07/2006 Ongoing
🔴 AFS Banned/Disqualified O'TOOLE, RICK ALAN QLD 28/07/2005 Ongoing
🔴 Disqualified Director YOSHAI, SHLOMO ADDRESS UNKNOWN 28/06/2021 27/06/2029
🔴 Disqualified Director YOSHAI, SHLOMI VIC 28/06/2021 27/06/2029
🔴 Banned Securities Dealer WORTS, ALAN REGINALD VIC 28/06/1994 Ongoing
🟠 Disqualified SMSF Auditor EDWARDS, CHRISTOPHER MALCOLM NSW 28/05/2026 Ongoing
🔴 Disqualified Director HANN, LAURENCE GLYNNE VIC 28/05/2012 27/05/2027
🔴 Disqualified Director HANN, LAWRENCE GLYNNE VIC 28/05/2012 27/05/2027
🟠 Credit Banned/Disqualified PERRY, GRAEME JOHN WA 28/05/2003 Ongoing
🔴 Disqualified Director SADAMATSU, KATSUYOSHI NSW 28/04/2026 27/04/2031
🔴 Disqualified Director SADAMATSU, KEN NSW 28/04/2026 27/04/2031
🔴 AFS Banned/Disqualified NORTHCOTT, NOEL WILLIAM JAMES WA 28/04/2025 Ongoing
🟠 Disqualified SMSF Auditor SHRUBSOLE, GORDON VICTOR NSW 28/04/2021 Ongoing
🟠 Disqualified SMSF Auditor EVENNETT, JOHN NSW 28/04/2017 Ongoing
🟠 Credit Banned/Disqualified GREENE, ADAM ADDRESS UNKNOWN 28/04/2017 Ongoing
🟠 Disqualified SMSF Auditor MACLEOD, PETER KENNETH NSW 28/03/2011 Ongoing
🔴 Disqualified Director FAZZARI, GUISEPPE ANTONIO WA 28/03/2007 Ongoing
🔴 Banned Securities Dealer AITKEN, WARREN JOHN ACT 28/03/2001 Ongoing
🔴 AFS Banned/Disqualified CATO, NEIL NSW 28/02/2026 27/02/2031
🔴 AFS Banned/Disqualified CATO, NEIL ANDREW NSW 28/02/2026 27/02/2031
🟠 Credit Banned/Disqualified CATO, NEIL ANDREW ADDRESS UNKNOWN 28/02/2026 27/02/2031
🔴 Disqualified Director SOONG, JIM NSW 28/02/2023 27/02/2028
🔴 Disqualified Director SOONG, JAMES NSW 28/02/2023 27/02/2028
🔴 AFS Banned/Disqualified CUBILLA, DAVID EDUARDO QLD 27/12/2024 Ongoing
🟠 Credit Banned/Disqualified CUBILLA, DAVID EDUARDO QLD 27/12/2024 Ongoing
🔴 Disqualified Director HOPKINS, SASHA JOAKIM VIC 27/11/2024 26/11/2028
🔴 Disqualified Director HOPKINS, SASHA VIC 27/11/2024 26/11/2028
🔴 AFS Banned/Disqualified BURNELL, TRACEY VIC 27/11/2017 Ongoing
🔴 AFS Banned/Disqualified MANOHARAN, ROCHELLE ROANNA VIC 27/11/2017 Ongoing
🔴 AFS Banned/Disqualified MANOHARAN, ROCHELLE VIC 27/11/2017 Ongoing
🔴 AFS Banned/Disqualified BOOTY, MARK WA 27/11/2012 Ongoing
🟠 Credit Banned/Disqualified BOOTY, MARK WA 27/11/2012 Ongoing
🔴 Banned Securities Dealer LAPSLEY, ROSALYN HILLARY NSW 27/10/2005 Ongoing
🔴 AFS Banned/Disqualified LAPSLEY, ROSALYN HILLARY NSW 27/10/2005 Ongoing
🔴 Disqualified Director WHITTINGHAM, MARK WILLIAM VIC 27/08/2013 01/09/2028
🟠 Disqualified SMSF Auditor CELISANO, CARLO WA 27/07/2023 Ongoing
🔴 AFS Banned/Disqualified ABDALLA, ANASS QLD 27/06/2024 Ongoing
🟠 Credit Banned/Disqualified LAKE, KRISTY ANN VIC 27/06/2011 Ongoing
🔴 Disqualified Director WILLS, BLAKE ALAN QLD 27/05/2025 26/05/2028
🔴 AFS Banned/Disqualified DESPOTELIS, CHRISTOPHER VIC 27/05/2005 Ongoing
🔴 Disqualified Director STOJIC, DANE NSW 27/02/2024 26/02/2028
🔴 Banned Securities Dealer DURIE, WLADYMIR NSW 27/02/1997 Ongoing
🔴 Banned Securities Dealer GIERTZ, ANDREW ROBERT VIC 27/01/1998 Ongoing
🟠 Banned Futures Dealer GIERTZ, ANDREW ROBERT VIC 27/01/1998 Ongoing
🔴 AFS Banned/Disqualified SIPINA, DAVID NSW 26/11/2025 25/11/2031
🔴 AFS Banned/Disqualified SIPINA, DAVID JOHN NSW 26/11/2025 25/11/2031
🔴 Disqualified Director MAKENY, MARY ASHA NSW 26/11/2024 25/11/2029
🔴 Disqualified Director MAKENY, MARY — 26/11/2024 25/11/2029
🔴 AFS Banned/Disqualified MC IVOR, MARK QLD 26/11/2015 Ongoing
🔴 AFS Banned/Disqualified MCIVOR, MARK QLD 26/11/2015 Ongoing
🔴 AFS Banned/Disqualified OSBORNE, RAMON RONALD THEODORE WA 26/11/2004 Ongoing
🔴 AFS Banned/Disqualified ROMEO, DOMENICO SA 26/11/2004 Ongoing
🔴 Disqualified Director HUANG, JENNY NSW 26/10/2022 25/10/2026
🔴 AFS Banned/Disqualified CRAWLEY, MICHAEL ANDREW VIC 26/10/2009 Ongoing
🔴 Disqualified Director MAXWELL, DONALD RICHARD NSW 26/10/2006 Ongoing
🔴 Disqualified Director MAXWELL, DON NSW 26/10/2006 Ongoing
🔴 Disqualified Director MAXWELL, DON RICHARD ADDRESS UNKNOWN 26/10/2006 Ongoing
🔴 AFS Banned/Disqualified THOMPSON, CATHERINE ANNE WA 26/09/2013 Ongoing
🟠 Credit Banned/Disqualified THOMPSON, CATHERINE ANNE WA 26/09/2013 Ongoing
🔴 Banned Securities Dealer VAN, DANH NSW 26/09/2002 Ongoing
🔴 Banned Securities Dealer JURD, BARRY JOSEPH NSW 26/09/1996 Ongoing
🟠 Credit Banned/Disqualified NONG, PATRICK ADDRESS UNKNOWN 26/07/2026 Ongoing
🔴 AFS Banned/Disqualified LOFTS, BRADLEY JOHN QLD 26/07/2013 Ongoing
🟠 Disqualified SMSF Auditor LEGGETT, GREGORY CLYDE QLD 26/06/2023 Ongoing
🔴 AFS Banned/Disqualified HARWOOD, DAVID LEE VIC 26/06/2008 Ongoing
🔴 Banned Securities Dealer MUDGE, DAVID PAUL SA 26/06/2003 Ongoing
🔴 Disqualified Director MARKHAM, JOHN VAUGHAN NSW 26/05/2023 25/11/2026
🔴 AFS Banned/Disqualified BUGEJA, DAVID CHARLES QLD 26/05/2023 25/05/2029
🔴 AFS Banned/Disqualified BUGEJA, DAVID CHARLIES QLD 26/05/2023 25/05/2029
🔴 AFS Banned/Disqualified MARTIN, JOHN CARLTON NSW 26/05/2021 25/05/2031
🔴 Disqualified Director ANDERSON, DAVID QLD 26/05/2017 25/05/2042
🔴 Disqualified Director ANDERSON, DAVID MARK QLD 26/05/2017 25/05/2042
🔴 Disqualified Director HUTCHINGS, GUY NSW 26/05/2017 25/05/2042
🔴 Disqualified Director KING, MICHAEL QLD 26/05/2017 25/05/2037
🔴 Disqualified Director KING, MICHAEL CHRISTODOULOU QLD 26/05/2017 25/05/2037
🔴 Disqualified Director KING, MICHAEL CHRISTODOLOU QLD 26/05/2017 25/05/2037
🔴 Disqualified Director KING, MICHAEL CHRISTODOBU QLD 26/05/2017 25/05/2037
🔴 Disqualified Director WHITE, CRIAG ROBERT QLD 26/05/2017 Ongoing
🔴 Disqualified Director WHITE, CRAIG ROBERT QLD 26/05/2017 Ongoing
🔴 AFS Banned/Disqualified MITCHELL, PATRICK SIMON TAS 26/05/2017 Ongoing
🔴 AFS Banned/Disqualified TRACY, CLARE MAREE NSW 26/05/2004 Ongoing
🟠 Disqualified SMSF Auditor JONES, BRUCE WA 26/04/2023 Ongoing
🔴 AFS Banned/Disqualified PARKER, GRANT WA 26/04/2016 Ongoing
🟠 Credit Banned/Disqualified PARKER, GRANT AARON ADDRESS UNKNOWN 26/04/2016 Ongoing
🔴 AFS Banned/Disqualified PETROVIC, MILUTIN VIC 26/03/2025 24/01/2028
🔴 Disqualified Director CLAUDIO, CRINITI NSW 26/02/2026 25/02/2031
🔴 Disqualified Director CRINITI, CLAUDIO NSW 26/02/2026 25/02/2031
🔴 Disqualified Director CRINITI, CLAUDIO JOSEPH NSW 26/02/2026 25/02/2031
🔴 AFS Banned/Disqualified BODNAR, ANDREW NSW 26/02/2025 26/08/2031
🟠 Credit Banned/Disqualified LEE, HEE SENG NSW 26/02/2014 Ongoing
🔴 Banned Securities Dealer MOODY, RICHARD MASSON WA 26/02/2001 Ongoing
🔴 Banned Securities Dealer ZIEGELAAR, TORI VIC 25/11/2002 Ongoing
🔴 Disqualified Director HOLMES, ALFRED JOHN VIC 25/10/2022 24/10/2027
🔴 AFS Banned/Disqualified MARSHALL, RICHARD THOMAS QLD 25/10/2022 24/10/2028
🔴 AFS Banned/Disqualified HOWARD, ASHLEY NSW 25/10/2016 Ongoing
🔴 AFS Banned/Disqualified HOWARD, ASHLEY GRANT NSW 25/10/2016 Ongoing
🟠 Disqualified SMSF Auditor CHOI, WAI HUN NSW 25/09/2025 Ongoing
🔴 AFS Banned/Disqualified ALWAN, MATHEW MARK JASON NSW 25/09/2018 Ongoing
🟠 Credit Banned/Disqualified ALWAN, MATHEW MARK JASON ADDRESS UNKNOWN 25/09/2018 Ongoing
🔴 AFS Banned/Disqualified MAIKOUSIS, NICHOLAS VIC 25/08/2025 24/08/2035
🔴 AFS Banned/Disqualified MAIKOUSIS, NICK VIC 25/08/2025 24/08/2035
🔴 AFS Banned/Disqualified TOHILL, ROBERT JOHN VIC 25/08/2025 24/08/2030
🔴 AFS Banned/Disqualified VIDEKANIC, JOVAN VIC 25/08/2025 24/08/2032
🔴 AFS Banned/Disqualified SAPPIDEEN, ISHAN NSW 25/08/2014 Ongoing
🔴 AFS Banned/Disqualified SAPPIDEEN, ISHAN SEENAR NSW 25/08/2014 Ongoing
🟠 Disqualified SMSF Auditor MCCAHON, ROBERT LESLIE NSW 25/08/2010 Ongoing
🟠 Disqualified SMSF Auditor MORTIMER, BRIAN SA 25/08/2010 Ongoing
🟠 Disqualified SMSF Auditor ORLANSKI, HENRY JOSEPH VIC 25/08/2010 Ongoing
🔴 AFS Banned/Disqualified POTTER, IAN WAILES QLD 25/07/2025 24/07/2030
🔴 AFS Banned/Disqualified POTTER, IAN QLD 25/07/2025 24/07/2030
🔴 AFS Banned/Disqualified SPOONER, WADE VIC 25/07/2025 24/07/2033
🔴 AFS Banned/Disqualified TERHECI, RALUCA ELENA VIC 25/07/2025 24/07/2031
🟠 Disqualified SMSF Auditor BENTWITCH, ALAN NORMAN NSW 25/07/2019 Ongoing
🟠 Disqualified SMSF Auditor MAN, CHIU NSW 25/07/2017 Ongoing
🟠 Disqualified SMSF Auditor MAN, CHIU LING FRANCIS NSW 25/07/2017 Ongoing
🔴 AFS Banned/Disqualified CARDAKARIS, DENNIS NSW 25/07/2012 Ongoing
🟠 Credit Banned/Disqualified CARDAKARIS, DENNIS NSW 25/07/2012 Ongoing
🔴 AFS Banned/Disqualified PAYNE, ROBERT VIC 25/06/2024 24/06/2028
🔴 AFS Banned/Disqualified ROBIN, LEE ROBERT QLD 25/06/2015 Ongoing
🔴 AFS Banned/Disqualified ROBIN, LEE QLD 25/06/2015 Ongoing
🔴 Disqualified Director PARRY, ANDREW LIAM VIC 25/05/2024 24/05/2029
🔴 Disqualified Director PARRY, ANDREW NSW 25/05/2024 24/05/2029
🔴 Disqualified Director PARKER, DAVID JOHN NSW 25/03/2026 24/03/2031
🔴 Disqualified Director VORSTER, TOM BUTLER WA 25/03/2022 24/09/2026
🟠 Disqualified SMSF Auditor SHANAHAN, MARK ANTHONY PAUL NSW 25/03/2011 Ongoing
🔴 Disqualified Director NELSON, LESLIE REGINALD NSW 25/03/2002 Ongoing
🔴 Disqualified Director CORNELL, ROXANE VIC 25/02/2023 24/02/2028
🔴 Disqualified Director CORNELL, ROXANNE VIC 25/02/2023 24/02/2028
🔴 AFS Banned/Disqualified SUMMERS, ADRIAN NSW 24/11/2021 23/11/2026
🔴 AFS Banned/Disqualified SUMMERS-BARAHONA, ADRIAN NSW 24/11/2021 23/11/2026
🔴 AFS Banned/Disqualified GRIGGS, CHRIS SA 24/11/2016 Ongoing
🔴 AFS Banned/Disqualified GRIGGS, CHRISTOPHER JOHN SA 24/11/2016 Ongoing
🔴 AFS Banned/Disqualified GRIGGS, CHRISTOPHER SA 24/11/2016 Ongoing
🔴 AFS Banned/Disqualified LIM, ANDY KAY HOOI WA 24/11/2014 Ongoing
🔴 AFS Banned/Disqualified LIM, KAY HOOI WA 24/11/2014 Ongoing
🟠 Disqualified SMSF Auditor MORTIMORE, ALAN DAVIS WA 24/10/2012 Ongoing
🔴 Banned Securities Dealer FROOME, CRAIG WILLIAM NSW 24/09/1999 Ongoing
🟠 Disqualified SMSF Auditor ROSS, VIVIENNE SA 24/08/2026 Ongoing
🔴 AFS Banned/Disqualified JARMAN, BRODY GLENN VIC 24/07/2018 Ongoing
🟠 Credit Banned/Disqualified PUDUN, MARTEN NSW 24/07/2018 Ongoing
🔴 Banned Organisation GAMEL WARD PTY LTD — 24/07/2002 Ongoing
🟠 Disqualified SMSF Auditor PAPAZOGLOU, ALEXANDER VIC 24/06/2026 Ongoing
🔴 AFS Banned/Disqualified ALLISON, STUART CLINTON QLD 24/06/2025 Ongoing
🔴 AFS Banned/Disqualified ALLISON, STUART QLD 24/06/2025 Ongoing
🔴 Disqualified Director GRIBBLE, PETER GEOFFREY NSW 24/05/2024 23/11/2026
🔴 Disqualified Director GRIBBLE, PETER NSW 24/05/2024 23/11/2026
🔴 Banned Securities Dealer STRUK, PETER ALEXANDER NSW 24/05/2002 Ongoing
🟠 Disqualified SMSF Auditor BARRY, PAUL NSW 24/04/2023 Ongoing
🔴 AFS Banned/Disqualified AWKAR, ANTHONY NSW 24/04/2012 Ongoing
🔴 Disqualified Director MCKIM, CRAIG JOHN NSW 24/04/2002 24/04/2032
🔴 AFS Banned/Disqualified THOMSON, GRANT RICHARD QLD 24/03/2025 23/03/2030
🔴 AFS Banned/Disqualified LI, YAN NSW 24/03/2011 Ongoing
🟠 Credit Banned/Disqualified LI, YAN ADDRESS UNKNOWN 24/03/2011 Ongoing
🔴 Disqualified Director DANIEL MARK, OSMOND NSW 24/02/2026 23/02/2030
🔴 Disqualified Director OSMOND, DANIEL MARK NSW 24/02/2026 23/02/2030
🔴 Disqualified Director OSMOND, DANIEL NSW 24/02/2026 23/02/2030
🔴 Disqualified Director TESORIERO, VINCENZO FRANK VIC 24/02/2026 23/02/2031
🔴 Disqualified Director TESORIERO, VINCENZO VIC 24/02/2026 23/02/2031
🔴 Disqualified Director TESORIERO, VINCENZO FRANCESCO VIC 24/02/2026 23/02/2031
🔴 AFS Banned/Disqualified PETROVIC, NED VIC 24/02/2012 Ongoing
🔴 AFS Banned/Disqualified PETROVIC, NENAD QLD 24/02/2012 Ongoing
🔴 Banned Securities Dealer PREHN, JOACHIM TAS 24/02/2000 Ongoing
🔴 AFS Banned/Disqualified FINERTY, GREGORY WILLIAM QLD 24/01/2023 23/01/2027
🔴 AFS Banned/Disqualified ANNI, JACKSON TEMI NT 24/01/2018 Ongoing
🟠 Credit Banned/Disqualified ANNI, JACKSON TEMI NT 24/01/2018 Ongoing
🔴 Banned Securities Dealer CINCOTTA, NORMAN JAMES NSW 24/01/1996 Ongoing
🔴 Banned Securities Dealer LEWINSKI, JANICE LEE SA 23/12/2002 Ongoing
🔴 AFS Banned/Disqualified SHAH, NAJAM VIC 23/11/2018 Ongoing
🟠 Credit Banned/Disqualified SHAH, NAJAM VIC 23/11/2018 Ongoing
🔴 Banned Securities Dealer ROBINSON, ANTHONY WILLIAM WA 23/11/2000 Ongoing
🔴 AFS Banned/Disqualified RODWELL, BRENDAN WILLIAM NSW 23/10/2025 22/10/2027
🔴 AFS Banned/Disqualified RODWELL, BRENDAN NSW 23/10/2025 22/10/2027
🟠 Disqualified SMSF Auditor BADAWY, JOSEPH VIC 23/10/2024 Ongoing
🔴 Disqualified Director ANDERSON, BENJAMIN HAROLD VIC 23/09/2024 22/09/2028
🔴 Disqualified Director ANDERSON, BEN VIC 23/09/2024 22/09/2028
🔴 Disqualified Director ANDERSON, BENJAMIN VIC 23/09/2024 22/09/2028
🔴 AFS Banned/Disqualified DURANT, JOHN NSW 23/09/2023 22/09/2026
🔴 AFS Banned/Disqualified DONALDSON, ANDREW DAVID NSW 23/09/2016 Ongoing
🔴 AFS Banned/Disqualified DONALDSON, ANDREW NSW 23/09/2016 Ongoing
🔴 AFS Banned/Disqualified DONALDSON, ANDY NSW 23/09/2016 Ongoing
🔴 AFS Banned/Disqualified GENTLE, LESLIE ALLAN NSW 23/09/2014 Ongoing
🔴 AFS Banned/Disqualified WALTERS, PIET CORNELIUS TAS 23/09/2004 Ongoing
🔴 Disqualified Director WHITEMAN, PHILIP DAMIEN VIC 23/08/2023 22/08/2028
🔴 Disqualified Director WHITEMAN, PHILIP VIC 23/08/2023 22/08/2028
🔴 Disqualified Director WHITEMAN, PHILIP DAMIAN VIC 23/08/2023 22/08/2028
🟠 Credit Banned/Disqualified TUKUPUA, ELTON MARK ADDRESS UNKNOWN 23/08/2005 Ongoing
🔴 Disqualified Director ALI, DANIEL FAROOK QLD 23/07/2018 Ongoing
🔴 Disqualified Director ALI, DANIEL QLD 23/07/2018 Ongoing
🔴 AFS Banned/Disqualified BASHFORD, TONY LEE NSW 23/07/2018 Ongoing
🟠 Credit Banned/Disqualified BASHFORD, TONY LEE NSW 23/07/2018 Ongoing
🔴 Banned Securities Dealer LUVARA, DOMINIC NSW 23/07/2003 Ongoing
🔴 Disqualified Director SULEMAN, VIVIAN NSW 23/07/2002 23/07/2027
🔴 Disqualified Director PERLO, EDOARDO NSW 23/06/2023 22/06/2027
🔴 AFS Banned/Disqualified SCHIRMER, DAVID GARY VIC 23/06/2010 Ongoing
🔴 AFS Banned/Disqualified CLOUGH, MARK WILLIAM VIC 23/06/2009 Ongoing
🔴 AFS Banned/Disqualified BRUNETTI, ROBIN TAS 23/06/2004 Ongoing
🟠 Disqualified SMSF Auditor GYNTHER, MARK JOHN NSW 23/05/2024 Ongoing
🔴 Disqualified Director ANDERSON, JOHN WILLIAM NSW 23/05/2022 22/05/2027
🔴 AFS Banned/Disqualified DRAKE, KENNETH DAVID TAS 23/05/2016 Ongoing
🔴 AFS Banned/Disqualified KWOK, TAK SIMSON WA 23/05/2016 Ongoing
🔴 Banned Securities Dealer STEPHENS, SANDRA JOYCE TAS 23/04/1999 Ongoing
🔴 Banned Securities Dealer TOBIN, LAURENCE JOHN NSW 23/03/2000 Ongoing
🔴 Disqualified Director ROUSSAKIS, EMMANUEL NICKOLAS NSW 23/02/2024 22/02/2029
🔴 Disqualified Director TARTAK, DANIEL CHARBEL NSW 23/02/2024 22/02/2029
🔴 Disqualified Director TARTAK, DANIEL NSW 23/02/2024 22/02/2029
🔴 AFS Banned/Disqualified SINGH, RAVINESH NSW 23/02/2015 Ongoing
🟠 Credit Banned/Disqualified SINGH, RAVINESH ADDRESS UNKNOWN 23/02/2015 Ongoing
🟠 Disqualified SMSF Auditor LAPSLEY, GRAEME LAURANCE WA 23/02/2009 Ongoing
🟠 Disqualified SMSF Auditor TAYLOR, ROBERT MARK NSW 23/01/2018 Ongoing
🟠 Disqualified SMSF Auditor MURPHY, TERENCE NSW 22/12/2023 Ongoing
🔴 AFS Banned/Disqualified ALAFACI, DAVID MARIO SA 22/12/2017 Ongoing
🔴 AFS Banned/Disqualified ALAFACI, DAVID SA 22/12/2017 Ongoing
🔴 AFS Banned/Disqualified FUOCO, JOSHUA DAVID VIC 22/12/2017 21/12/2027
🔴 Banned Securities Dealer DRAKOS, PAUL NSW 22/12/2003 Ongoing
🔴 Disqualified Director JANSEN, RUDOLPH KAREL VIC 22/11/2022 21/11/2027
🔴 Disqualified Director JANSEN, RUDOLF KAREL VIC 22/11/2022 21/11/2027
🔴 Disqualified Director JANSEN, RUDOLF VIC 22/11/2022 21/11/2027
🔴 AFS Banned/Disqualified ALLEN, CRAIG CHRISTOPHER NSW 22/11/2021 21/11/2026
🔴 AFS Banned/Disqualified CUMMINGS, GERALD EDWIN QLD 22/11/2021 21/11/2026
🔴 AFS Banned/Disqualified FURNELL, JAMES TERENCE QLD 22/11/2021 21/11/2028
🔴 AFS Banned/Disqualified MADHOJI, SANDEEP DEVESH QLD 22/09/2016 Ongoing
🔴 AFS Banned/Disqualified MADHOJI, SANDEEP QLD 22/09/2016 Ongoing
🔴 AFS Banned/Disqualified MADHOJI, SUNNY QLD 22/09/2016 Ongoing
🟠 Credit Banned/Disqualified MADHOJI, SANDEEP DEVESH QLD 22/09/2016 Ongoing
🔴 Disqualified Director DA BLASI, STEFANO NSW 22/08/2023 21/08/2027
🔴 Disqualified Director DE BLASI, STEFANO QLD 22/08/2023 21/08/2027
🟠 Disqualified SMSF Auditor MOREY, ROBERT BRUCE VIC 22/07/2025 Ongoing
🔴 AFS Banned/Disqualified FONG, DAVID MICHAEL WA 22/06/2017 Ongoing
🔴 AFS Banned/Disqualified FONG, DAVID WA 22/06/2017 Ongoing
🟠 Credit Banned/Disqualified FONG, DAVID MICHAEL WA 22/06/2017 Ongoing
🔴 AFS Banned/Disqualified FITZGERALD, SHAUN DANIEL QLD 22/06/2011 Ongoing
🔴 Disqualified Director HUTCHINGS, JAMES HENRY NSW 22/06/2001 Ongoing
🔴 Disqualified Director TINDALL, TERRENCE WAYNE NSW 22/06/2001 Ongoing
🔴 AFS Banned/Disqualified NAIRN, CHRIS DAVID VIC 22/05/2024 Ongoing
🔴 AFS Banned/Disqualified NAIRN, CHRISTOPHER DAVID VIC 22/05/2024 Ongoing
🟠 Credit Banned/Disqualified NAIRN, CHRISTOPHER DAVID VIC 22/05/2024 Ongoing
🔴 AFS Banned/Disqualified EUNG, MAX KIATTISAK NSW 22/05/2018 Ongoing
🔴 AFS Banned/Disqualified EUNGPONGPAN, KIATTISAK NSW 22/05/2018 Ongoing
🟠 Credit Banned/Disqualified EUNG, MAX KIATTISAK ADDRESS UNKNOWN 22/05/2018 Ongoing
🟠 Credit Banned/Disqualified EUNGPONGPAN, KIATTISAK NSW 22/05/2018 Ongoing
🔴 AFS Banned/Disqualified KENDRICK, NEVILLE ALLAN WA 22/04/2025 Ongoing
🟠 Credit Banned/Disqualified MAHER, RODNEY PETER ADDRESS UNKNOWN 22/03/2022 21/03/2028
🔴 AFS Banned/Disqualified SHEUNG, KINON QLD 22/03/2007 Ongoing
🔴 AFS Banned/Disqualified KNIGHTSBRIDGE, DONNA QLD 22/03/2006 Ongoing
🔴 AFS Banned/Disqualified SCOTT, JAMES ALEXANDER VIC 22/03/2005 Ongoing
🔴 Disqualified Director WALSH, ALISSA VIC 22/02/2022 21/02/2027
🔴 Banned Securities Dealer WANG, WEI VIC 22/02/2002 Ongoing
🔴 AFS Banned/Disqualified NIU, NICOLE YUNFEI NSW 22/01/2026 21/01/2031
🔴 AFS Banned/Disqualified VALVO, DAVID NSW 22/01/2026 Ongoing
🔴 AFS Banned/Disqualified VALVO, DAVID MARIO NSW 22/01/2026 Ongoing
🔴 AFS Banned/Disqualified ELLIS, NICHOLAS JAMES NSW 22/01/2020 Ongoing
🟠 Credit Banned/Disqualified ELLIS, NICHOLAS JAMES NSW 22/01/2020 Ongoing
🟠 Disqualified SMSF Auditor BRAY, STEPHEN ACT 21/12/2023 Ongoing
🔴 Banned Securities Dealer LAM, MICHAEL HOK CHUNG VIC 21/12/2001 Ongoing
🟠 Credit Banned/Disqualified JAMIESON, LEON KEITH WA 21/11/2001 Ongoing
🔴 Banned Organisation KNIGHTSBRIDGE FINANCE PTY LTD (Formerly CLIFTON PARTNERS FINANCE PTY LTD) — 21/11/2001 Ongoing
🔴 AFS Banned/Disqualified MORGAN, JOHN NSW 21/10/2025 20/10/2030
🔴 Disqualified Director GANATZOS, CONSTANDINOS NSW 21/10/2024 20/10/2029
🔴 Disqualified Director GANATZOS, CON NSW 21/10/2024 20/10/2029
🔴 Disqualified Director TERAACINI, DENNIS HOWELL ACT 21/10/2005 Ongoing
🔴 Disqualified Director TERRACINI, DENNIS HOWELL ACT 21/10/2005 Ongoing
🔴 Disqualified Director TERRACINI, DENNIS ACT 21/10/2005 Ongoing
🔴 AFS Banned/Disqualified MACVILLE, ROBERT PIERRE QLD 21/10/2005 Ongoing
🔴 AFS Banned/Disqualified LIM, BEE CHIN NSW 21/07/2018 Ongoing
🔴 AFS Banned/Disqualified VU, THUY THI NT 21/07/2017 Ongoing
🔴 AFS Banned/Disqualified FEDUNIW, EMAN QLD 21/07/2016 Ongoing
🔴 AFS Banned/Disqualified FEDUNIW, EMAN BOSHRA QLD 21/07/2016 Ongoing
🔴 AFS Banned/Disqualified FEDUNIW, EMMA QLD 21/07/2016 Ongoing
🔴 AFS Banned/Disqualified HANNA, EMAN QLD 21/07/2016 Ongoing
🔴 AFS Banned/Disqualified KHALIL, EMAN BOSHRA MALAK QLD 21/07/2016 Ongoing
🔴 AFS Banned/Disqualified KHALIL, EMMA QLD 21/07/2016 Ongoing
🔴 AFS Banned/Disqualified MALAK, EMAN BOSHRA QLD 21/07/2016 Ongoing
🟠 Credit Banned/Disqualified FEDUNIW, EMAN BOSHRA ADDRESS UNKNOWN 21/07/2016 Ongoing
🟠 Credit Banned/Disqualified FEDUNIW, EMMA ADDRESS UNKNOWN 21/07/2016 Ongoing
🟠 Credit Banned/Disqualified HANNA, EMAN ADDRESS UNKNOWN 21/07/2016 Ongoing
🟠 Credit Banned/Disqualified KHALIL, EMAN BOSHRA MALAK ADDRESS UNKNOWN 21/07/2016 Ongoing
🟠 Credit Banned/Disqualified KHALIL, EMMA ADDRESS UNKNOWN 21/07/2016 Ongoing
🟠 Credit Banned/Disqualified MALAK, EMAN BOSHRA ADDRESS UNKNOWN 21/07/2016 Ongoing
🔴 Disqualified Director JOHNSTON, TIMOTHY FRANCIS WA 21/07/2011 20/07/2031
🔴 Disqualified Director JOHNSTON, TIMOTHY WA 21/07/2011 20/07/2031
🟠 Disqualified SMSF Auditor TOWNHILL, BRIAN WILLIAM NSW 21/06/2023 Ongoing
🔴 Banned Securities Dealer HARTLEY, LYNETTE ANNE WA 21/06/2000 Ongoing
🔴 AFS Banned/Disqualified GORDON, BRETT ANDREW QLD 21/05/2024 Ongoing
🟠 Credit Banned/Disqualified GORDON, BRETT ANDREW QLD 21/05/2024 Ongoing
🔴 Banned Securities Dealer VEIGLI, MICHAEL JOSEPH SA 21/05/1996 Ongoing
🔴 AFS Banned/Disqualified COSHOTT R M, NSW 21/03/2013 Ongoing
🔴 AFS Banned/Disqualified COSHOTT, RONALD NSW 21/03/2013 Ongoing
🔴 AFS Banned/Disqualified COSHOTT, RONALD MICHAEL NSW 21/03/2013 Ongoing
🔴 Banned Securities Dealer GRUBB, GRAEME CLIFFORD WA 21/03/2000 Ongoing
🔴 Banned Securities Dealer O'BRIEN, KENNETH FRANCIS WA 21/03/2000 Ongoing
🔴 Disqualified Director SINGH, JAGDEEP NSW 21/02/2022 20/02/2027
🔴 AFS Banned/Disqualified SHEEHAN, JAMES NSW 21/02/2019 Ongoing
🟠 Credit Banned/Disqualified SHEEHAN, JAMES NSW 21/02/2019 Ongoing
🔴 Disqualified Director COLLARD, DAVID NSW 21/02/2013 20/02/2033
🔴 Disqualified Director COLLARD, DAVID JOHN QLD 21/02/2013 20/02/2033
🔴 Disqualified Director HOBBS, DAVID JOHN ADDRESS UNKNOWN 21/02/2013 Ongoing
🔴 AFS Banned/Disqualified COLLARD, DAVID JOHN QLD 21/02/2013 Ongoing
🔴 AFS Banned/Disqualified COLLARD, DAVID QLD 21/02/2013 Ongoing
🔴 AFS Banned/Disqualified HOBBS, DAVID JOHN — 21/02/2013 Ongoing
🔴 AFS Banned/Disqualified SMYTH, SHAYNE NSW 21/02/2013 Ongoing
🔴 Banned Securities Dealer WOOLGROVE, DAVID STUART SA 21/02/1995 Ongoing
🔴 Banned Securities Dealer WOOLGROVE, CHRISTOPHER PAUL SA 21/02/1995 Ongoing
🔴 Disqualified Director CAMPBELL, KYLIE JANE VIC 21/01/2026 20/01/2031
🔴 Disqualified Director CAMPBELL, KYLIE QLD 21/01/2026 20/01/2031
🔴 Banned Securities Dealer MCIVER, WAYNE QLD 21/01/2000 Ongoing
🟠 Disqualified SMSF Auditor OBERG, COLIN JAMES NSW 20/12/2012 Ongoing
🟠 Disqualified SMSF Auditor TRAN, DAT MINH NSW 20/12/2012 Ongoing
🔴 Disqualified Director GRIGGS, IAN THOMAS QLD 20/11/2024 19/11/2026
🔴 AFS Banned/Disqualified DE MARIA, RENATO VIC 20/11/2023 Ongoing
🟠 Credit Banned/Disqualified HSIEH, WEN YAO NSW 20/11/2013 Ongoing
🟠 Credit Banned/Disqualified SHEN, CHIA MIN ADDRESS UNKNOWN 20/11/2013 Ongoing
🔴 AFS Banned/Disqualified BRINGANS, MARK NSW 20/10/2022 20/09/2026
🔴 AFS Banned/Disqualified BRINGANS, MARK JOHN NSW 20/10/2022 20/09/2026
🔴 Banned Securities Dealer KWONG, MICHAEL VIC 20/10/2003 Ongoing
🔴 AFS Banned/Disqualified RANDS, DYLAN CHRISTOPHER NSW 20/09/2021 19/09/2026
🔴 AFS Banned/Disqualified RANDS, DYLAN NSW 20/09/2021 19/09/2026
🟠 Credit Banned/Disqualified LIU, GUODONG ADDRESS UNKNOWN 20/07/2022 19/07/2029
🔴 Banned Securities Dealer BERGHOUSE, WILLIAM RICHARD NSW 20/07/2000 Ongoing
🔴 Disqualified Director RIDLEY, JOSHUA IAN WA 20/06/2022 19/06/2027
🔴 AFS Banned/Disqualified HOWELL, TERENCE VIC 20/06/2006 Ongoing
🔴 Banned Securities Dealer GRIMMOND, PETER GORDON NSW 20/06/1996 Ongoing
🔴 AFS Banned/Disqualified NABI, GAWAD QLD 20/05/2024 19/05/2027
🔴 Disqualified Director BISWAS, JAYDEEP QLD 20/05/2016 19/05/2028
🔴 Disqualified Director DE CIANNI, SILVANA SA 20/05/2016 19/05/2028
🔴 Disqualified Director DECIANNI, SILVANA SA 20/05/2016 19/05/2028
🔴 Disqualified Director DECIANNI, SILVANA RITA SA 20/05/2016 19/05/2028
🔴 AFS Banned/Disqualified KING, TODD MICHAEL WA 20/05/2011 Ongoing
🟠 Credit Banned/Disqualified ZHANG, LIANG NSW 20/04/2018 Ongoing
🟠 Credit Banned/Disqualified ZHANG, VICTOR ADDRESS UNKNOWN 20/04/2018 Ongoing
🔴 AFS Banned/Disqualified HO, ROY QLD 20/04/2010 Ongoing
🔴 AFS Banned/Disqualified HO, ROY YEW QLD 20/04/2010 Ongoing
🔴 Banned Securities Dealer PLEIKSNA, VERNERS ZIGMAR FILIPS WA 20/04/1999 Ongoing
🟠 Credit Banned/Disqualified CHU, ERIC YING CHING WA 20/03/2013 Ongoing
🔴 Disqualified Director VELJKOVIC, KARL HEINZ HERMAN VIC 20/03/2007 20/03/2027
🟠 Disqualified SMSF Auditor MAR, KEITH NSW 20/02/2018 Ongoing
🔴 Disqualified Director VASICEK, AARON LUKE TAS 20/01/2023 19/01/2028
🔴 AFS Banned/Disqualified HORSELL, CRAIG SA 20/01/2012 Ongoing
🔴 Banned Securities Dealer REYNOLDS, ROBERT HUSTON QLD 20/01/2003 Ongoing
🔴 AFS Banned/Disqualified SWEENEY, SEAN JOHN NSW 19/12/2022 Ongoing
🟠 Disqualified SMSF Auditor VLAHOS, SOFRANIOS NSW 19/12/2019 Ongoing
🔴 AFS Banned/Disqualified WICKETT, BRUCE LAWRENCE VIC 19/12/2013 Ongoing
🔴 Banned Securities Dealer STRANO, RAYMOND DOMINIC NSW 19/12/1995 Ongoing
🟠 Banned Futures Dealer STRANO, RAYMOND DOMINIC NSW 19/12/1995 Ongoing
🔴 AFS Banned/Disqualified SPIRA, ANDREW JOHN NSW 19/11/2025 Ongoing
🟠 Credit Banned/Disqualified SPIRA, ANDREW JOHN ADDRESS UNKNOWN 19/11/2025 Ongoing
🔴 Disqualified Director HODGSON, DAVID PAUL QLD 19/09/2025 19/09/2030
🔴 Disqualified Director HODGSON, DAVE PAUL QLD 19/09/2025 19/09/2030
🔴 Disqualified Director HODGSON, DAVID ADDRESS UNKNOWN 19/09/2025 19/09/2030
🔴 AFS Banned/Disqualified DOLLAS-FORD, PAULA WA 19/09/2005 Ongoing
🔴 AFS Banned/Disqualified BATES, PHILLIP IAN QLD 19/08/2005 Ongoing
🔴 AFS Banned/Disqualified RIVKIN, RENE WALTER NSW 19/08/2004 Ongoing
🔴 Disqualified Director GRUBISA, DOMINQUE EVA ADDRESS UNKNOWN 19/07/2024 18/07/2029
🔴 Disqualified Director GRUBISA, DOMINIQUE EVA NSW 19/07/2024 18/07/2029
🟠 Disqualified SMSF Auditor ISEPPI, DARRYL QLD 19/07/2019 Ongoing
🟠 Credit Banned/Disqualified NESSEIM, EZZAT-DANIEL NSW 19/07/2019 Ongoing
🟠 Credit Banned/Disqualified O'BRIEN, KENNETH FRANCIS WA 19/07/2002 Ongoing
🔴 AFS Banned/Disqualified FONTAINE, CYMON ADAM QLD 19/06/2017 Ongoing
🔴 AFS Banned/Disqualified FONTAINE, CYMON QLD 19/06/2017 Ongoing
🟠 Credit Banned/Disqualified FONTAINE, CYMON ADAM ADDRESS UNKNOWN 19/06/2017 Ongoing
🔴 AFS Banned/Disqualified JOHNSON, RUSSELL ANDREW VIC 19/06/2014 Ongoing
🟠 Disqualified SMSF Auditor QUANN, LINDSAY EDWARD WA 19/06/2010 Ongoing
🟠 Disqualified SMSF Auditor QURESHI, ZIA UL-ISLAM NSW 19/06/2010 Ongoing
🔴 AFS Banned/Disqualified GIBSON, GRANT STEWART WA 19/05/2022 18/05/2030
🔴 AFS Banned/Disqualified BHIMANI, HARDIK SA 19/04/2016 Ongoing
🟠 Disqualified SMSF Auditor WELDEMARIAM, KENNEDY VIC 19/03/2025 Ongoing
🔴 AFS Banned/Disqualified CREIGH, BRIAN JACQUES VIC 19/03/2024 Ongoing
🔴 AFS Banned/Disqualified CREIGH, BRIAN VIC 19/03/2024 Ongoing
🟠 Disqualified SMSF Auditor COOPER, DAVID RUSSELL VIC 19/03/2010 Ongoing
🔴 AFS Banned/Disqualified AARDOOM, PETER QLD 19/02/2025 18/02/2033
🔴 AFS Banned/Disqualified ARDOOM, PETER QLD 19/02/2025 18/02/2033
🟠 Disqualified SMSF Auditor ISLAM, MD NAZRUL VIC 19/02/2024 Ongoing
🔴 Banned Securities Dealer HALL, GRAEME EDWARD SMITH SA 19/02/2002 Ongoing
🔴 AFS Banned/Disqualified NAIR, MADHVAN NSW 19/01/2017 Ongoing
🟠 Credit Banned/Disqualified NAIR, MADHVAN ADDRESS UNKNOWN 19/01/2017 Ongoing
🔴 Disqualified Director FENG, FREDA NSW 18/12/2025 17/12/2030
🔴 Disqualified Director FENG, FREDA YING NSW 18/12/2025 17/12/2030
🔴 Disqualified Director YANG, JIMMY NSW 18/12/2025 17/12/2030
🔴 AFS Banned/Disqualified HOGAN, NICHOLAS DAMIAN VIC 18/12/2025 17/12/2029
🟠 Credit Banned/Disqualified CHEAIB, PAUL WA 18/11/2016 Ongoing
🔴 AFS Banned/Disqualified CHAPPLE, MARK JAMES STAFFORD NSW 18/11/2015 Ongoing
🔴 AFS Banned/Disqualified CHAPPLE, MARK-JAMES STAFFORD NSW 18/11/2015 Ongoing
🔴 AFS Banned/Disqualified HAWA, GEORGE STEPHAN NSW 18/11/2011 Ongoing
🔴 Banned Securities Dealer FORSYTHE, STUART JOHN NSW 18/11/1998 Ongoing
🔴 AFS Banned/Disqualified COLLINS, PETER JOHN VIC 18/10/2023 17/10/2031
🔴 AFS Banned/Disqualified FINNIGAN, SIMON NSW 18/09/2013 Ongoing
🔴 AFS Banned/Disqualified TREVILLIAN, BRETT PAUL NSW 18/08/2025 Ongoing
🟠 Credit Banned/Disqualified TREVILLIAN, BRETT PAUL NSW 18/08/2025 Ongoing
🟠 Disqualified SMSF Auditor ALTAVILLA, OSCAR VIC 18/08/2018 Ongoing
🔴 AFS Banned/Disqualified MARTIN, TREVOR WILLIAM NSW 18/08/2018 Ongoing
🔴 AFS Banned/Disqualified TROWER, NEIL BRUCE QLD 18/08/2017 Ongoing
🔴 AFS Banned/Disqualified TROWER, NEIL QLD 18/08/2017 Ongoing
🔴 Banned Securities Dealer VARDANEGA, MAXWELL BERNARD ACT 18/08/2000 Ongoing
🔴 AFS Banned/Disqualified CROSSING, ROBERT WILLIAM VIC 18/07/2025 17/07/2031
🔴 AFS Banned/Disqualified D'AMELIO, ROCCO VIC 18/07/2025 17/07/2032
🔴 AFS Banned/Disqualified MCPHEE, TINA LOUISE SA 18/06/2014 Ongoing
🟠 Credit Banned/Disqualified MCPHEE, TINA LOUISE SA 18/06/2014 Ongoing
🔴 Disqualified Director TURNBULL, CRAIG SIMPSON QLD 18/05/2023 17/05/2028
🔴 Disqualified Director TURNBULL, CRAIG WA 18/05/2023 17/05/2028
🔴 Disqualified Director TURNBULL, CRAILG SIMPSON WA 18/05/2023 17/05/2028
🟠 Disqualified SMSF Auditor COLLINS, JOHN DAVID WA 18/05/2012 Ongoing
🟠 Disqualified SMSF Auditor TREVORAH R, EVAN VIC 18/05/2012 Ongoing
🔴 AFS Banned/Disqualified GOLDENBERG, MARK TRAVIS WA 18/05/2009 Ongoing
🔴 Banned Securities Dealer LAU, RONNY CUONG NSW 18/05/2004 Ongoing
🔴 AFS Banned/Disqualified BAAINI, ADELE NSW 18/04/2024 Ongoing
🟠 Credit Banned/Disqualified BAAINI, ADELE NSW 18/04/2024 Ongoing
🔴 Banned Securities Dealer RADUKA, RANKO VIC 18/02/1999 Ongoing
🔴 Banned Securities Dealer WILSON, RODNEY LEONARD QLD 18/02/1997 Ongoing
🔴 Disqualified Director GOROS, JOHN QLD 18/01/2023 17/01/2033
🔴 AFS Banned/Disqualified BENNETTS, PAUL NSW 18/01/2022 17/01/2028
🔴 AFS Banned/Disqualified BENNETTS, PAUL KEVIN NSW 18/01/2022 17/01/2028
🔴 Disqualified Director MOORE, CLAIRE MARY QLD 17/12/2025 16/12/2029
🔴 Disqualified Director MOORE, CLAIRE QLD 17/12/2025 16/12/2029
🟠 Disqualified SMSF Auditor MACDONALD, ROBERT DAVID NSW 17/12/2010 Ongoing
🔴 Banned Securities Dealer PAVLETICH, IAN WILLIAM NSW 17/12/1999 Ongoing
🔴 AFS Banned/Disqualified COOPER, MARK ANDREW QLD 17/11/2023 16/05/2031
🔴 AFS Banned/Disqualified COOPER, MARK QLD 17/11/2023 16/05/2031
🔴 Disqualified Director SCOFIELD, DAVID MICHAEL WA 17/11/2021 16/11/2026
🔴 Disqualified Director SCOFIELD, DAVID WA 17/11/2021 16/11/2026
🔴 Banned Securities Dealer KAPLAN, MORRIS NSW 17/11/1994 Ongoing
🟠 Disqualified SMSF Auditor EVANS, GARETH SA 17/10/2024 Ongoing
🔴 Disqualified Director MURRAY, ANTHONY JAMES NSW 17/10/2023 16/10/2027
🔴 Disqualified Director MURRAY, ANTHONY NSW 17/10/2023 16/10/2027
🔴 Disqualified Director MURRAY, DANNY LUKE NSW 17/10/2023 16/10/2027
🔴 Disqualified Director MURRAY, DANNY NSW 17/10/2023 16/10/2027
🔴 Disqualified Director MCINTYRE, JAMIE NEVILLE QLD 17/10/2016 16/10/2026
🔴 Disqualified Director MCINTYRE, JAMES NEVILLE NSW 17/10/2016 16/10/2026
🔴 Disqualified Director MCINTYRE, JAMIE QLD 17/10/2016 16/10/2026
🔴 Disqualified Director MCINTYRE, DENNIS HUGH VIC 17/10/2016 16/10/2026
🔴 Disqualified Director MCINTYRE, DENNIS QLD 17/10/2016 16/10/2026
🔴 Banned Organisation ROWENA NOMINEES PTY LTD — 17/10/1999 Ongoing
🔴 Disqualified Director BROWN, SAMANTHA LYNETTE VIC 17/09/2025 16/09/2030
🔴 Disqualified Director HILDEBRAND, SIMONE MAZANETZ QLD 17/09/2025 16/09/2030
🔴 AFS Banned/Disqualified EL-ALAMI, MUNTHER NSW 17/09/2025 16/09/2033
🟠 Credit Banned/Disqualified HILDEBRAND, SIMONE MAZANETZ QLD 17/09/2025 Ongoing
🔴 Disqualified Director CHAMPLEY, GLEN DESMOND NSW 17/09/2021 16/09/2026
🟠 Disqualified SMSF Auditor KARNAS, STRAT VIC 17/09/2018 Ongoing
🔴 AFS Banned/Disqualified TURCO, VICTOR WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VICTOR VINCE WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITORIO VINCENZO WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITORIO VINCE WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITTORIO VINCENZO WA 17/07/2026 16/07/2029
🔴 AFS Banned/Disqualified TURCO, VITTORIO VINCE WA 17/07/2026 16/07/2029
🔴 Banned Securities Dealer HIGGINS, JOHN MICHAEL NSW 17/07/2003 Ongoing
🔴 AFS Banned/Disqualified MCQUEEN, ISAAC QLD 17/06/2025 16/06/2029
🔴 AFS Banned/Disqualified JARRETT, DAVID ANDREW NSW 17/06/2006 Ongoing
🔴 Disqualified Director GOULD, PATRICIA JUNE NSW 17/06/1988 Ongoing
🟠 Disqualified SMSF Auditor WOOD, GEOFFREY NSW 17/05/2019 Ongoing
🔴 AFS Banned/Disqualified BEAN, ROBERT OWEN SA 17/05/2011 Ongoing
🔴 Disqualified Director CLEMENTS, GREGORY BERNARD WA 17/05/2004 Ongoing
🔴 AFS Banned/Disqualified CLEMENTS, GREGORY BERNARD WA 17/05/2004 Ongoing
🔴 AFS Banned/Disqualified GUNDRY, SIMON MARCUS VIC 17/04/2012 Ongoing
🔴 AFS Banned/Disqualified BOUSKILA, REGINA NSW 17/04/2008 Ongoing
🔴 AFS Banned/Disqualified GIBBS, JAMES DAVID SA 17/03/2020 Ongoing
🟠 Credit Banned/Disqualified GIBBS, JAMES DAVID SA 17/03/2020 Ongoing
🟠 Credit Banned/Disqualified BOWMAKER, LEROY NSW 17/03/2015 Ongoing
🔴 AFS Banned/Disqualified NIVEN, SEAN COLVILLE WA 17/02/2023 Ongoing
🔴 AFS Banned/Disqualified NIVEN, SEAN COLVILL WA 17/02/2023 Ongoing
🔴 AFS Banned/Disqualified NIVEN, SEAN WA 17/02/2023 Ongoing
🔴 AFS Banned/Disqualified NIVEN, SEAN COLVELLE WA 17/02/2023 Ongoing
🟠 Credit Banned/Disqualified NIVEN, SEAN COLVILLE QLD 17/02/2023 Ongoing
🟠 Credit Banned/Disqualified NIVEN, SEAN COLVELLE — 17/02/2023 Ongoing
🟠 Credit Banned/Disqualified NIVEN, SEAN WA 17/02/2023 Ongoing
🟠 Credit Banned/Disqualified NIVEN, SEAN COLVILL ADDRESS UNKNOWN 17/02/2023 Ongoing
🔴 AFS Banned/Disqualified HOUWING, WILLIAM JOHN HENRY QLD 17/02/2020 Ongoing
🟠 Disqualified SMSF Auditor FUNGO, CRISOSTOMO SANCHEZ QLD 17/02/2010 Ongoing
🔴 Banned Securities Dealer LISTER, ROBERT THOMAS VIC 17/02/2003 Ongoing
🟠 Disqualified SMSF Auditor HIGGINS, MARK NSW 17/01/2020 Ongoing
🔴 AFS Banned/Disqualified VAN COPPENHAGEN, LOUIS VIC 16/12/2025 15/12/2032
🟠 Disqualified SMSF Auditor CARUSO, PHILLIP PETER VIC 16/12/2010 Ongoing
🔴 Banned Securities Dealer PECK, PETER FRANCIS VIC 16/12/1991 Ongoing
🟠 Banned Futures Dealer PECK, PETER FRANCIS VIC 16/12/1991 Ongoing
🔴 Disqualified Director ATKINS, MITCHELL ALEXANDER GRAY NSW 16/11/2023 15/11/2028
🔴 Disqualified Director ATKINS, MITCHELL NSW 16/11/2023 15/11/2028
🔴 Disqualified Director ATKINS, MITCH NSW 16/11/2023 15/11/2028
🔴 Disqualified Director MITCHELL, ATKINS NSW 16/11/2023 15/11/2028
🔴 AFS Banned/Disqualified ATKINS, MITCHELL ALEXANDER GRAY NSW 16/11/2023 15/11/2033
🟠 Credit Banned/Disqualified ATKINS, MITCHELL ALEXANDER GRAY ADDRESS UNKNOWN 16/11/2023 15/11/2033
🟠 Credit Banned/Disqualified NGUYEN, DANIEL MINH TUAN NSW 16/10/2013 Ongoing
🟠 Disqualified SMSF Auditor YIANNI, ERMIS VIC 16/09/2025 Ongoing
🔴 Banned Securities Dealer BAIGENT, HARVEY QLD 16/09/2003 Ongoing
🔴 AFS Banned/Disqualified SAMAN, WAYNE CHRISTOPHER VIC 16/08/2022 15/08/2027
🔴 AFS Banned/Disqualified SAMAN, WAYNE CHRISTOHER VIC 16/08/2022 15/08/2027
🔴 AFS Banned/Disqualified PARRY, TIMOTHY WILLIAM NSW 16/07/2021 15/07/2027
🔴 AFS Banned/Disqualified PRICE, DAMIAN GARNET NSW 16/07/2021 15/07/2027
🔴 AFS Banned/Disqualified PRICE, DAMIEN GARNETT NSW 16/07/2021 15/07/2027
🔴 Banned Securities Dealer MCHENRY, BRIAN TERRANCE VIC 16/07/1992 Ongoing
🔴 AFS Banned/Disqualified VASSALLO, CHRISTOPHER VIC 16/06/2014 Ongoing
🔴 AFS Banned/Disqualified DAVIS, PAUL ANTHONY QLD 16/06/2009 Ongoing
🔴 Disqualified Director FARRELLY, GENE ROBERT QLD 16/05/2023 15/05/2028
🔴 Disqualified Director FARRELLY, GENE QLD 16/05/2023 15/05/2028
🔴 AFS Banned/Disqualified GUAN, WALTER YAOLONG NSW 16/05/2022 15/05/2027
🔴 Disqualified Director SAMARDZIAJA, JACK MIROSLAV QLD 16/04/2024 15/04/2029
🔴 Disqualified Director SAMARDZIJA, MIROSLAV QLD 16/04/2024 15/04/2029
🔴 Disqualified Director SAMARDZIJA, MIROSLAV JACK QLD 16/04/2024 15/04/2029
🔴 Disqualified Director SAMARDZIJA, JACK MIROSLAV QLD 16/04/2024 15/04/2029
🟠 Credit Banned/Disqualified ZHAO, JEFF ADDRESS UNKNOWN 16/04/2018 Ongoing
🟠 Credit Banned/Disqualified ZHAO, XIAOYI ADDRESS UNKNOWN 16/04/2018 Ongoing
🔴 AFS Banned/Disqualified PAPAIOANNOU, CHRISTOS VIC 16/04/2012 Ongoing
🔴 AFS Banned/Disqualified LOGAN, DANIEL NSW 16/03/2017 Ongoing
🟠 Disqualified SMSF Auditor AHMED, MOHAMED VIC 16/03/2009 Ongoing
🟠 Disqualified SMSF Auditor VIRGO, DESMOND BARRY WA 16/03/2009 Ongoing
🔴 Disqualified Director HUNTER, BANE WA 16/02/2023 15/02/2038
🔴 Disqualified Director MACDONALD, JOEL RICHARD STEWART VIC 16/02/2023 15/02/2035
🔴 Disqualified Director MACDONALD, JOEL — 16/02/2023 15/02/2035
🔴 AFS Banned/Disqualified CHILDS, CHRISTINE BETTY QLD 16/02/2023 15/02/2031
🔴 AFS Banned/Disqualified DORING, ANTHONY RODGER VIC 16/02/2017 Ongoing
🔴 AFS Banned/Disqualified WANG, YINGJIE NSW 16/02/2017 Ongoing
🔴 AFS Banned/Disqualified CARLL, TREVOR WAYNE SA 16/02/2011 Ongoing
🔴 AFS Banned/Disqualified GRANT, ADAM GUY VIC 16/01/2008 Ongoing
🟠 Disqualified SMSF Auditor WAWER, EUGENE VIC 15/12/2010 Ongoing
🔴 Disqualified Director OTTEN, RICHARD KEITH ADDRESS UNKNOWN 15/11/2018 14/11/2028
🔴 Disqualified Director OTTON, RICHARD KEITH NSW 15/11/2018 14/11/2028
🔴 Disqualified Director OTTON, RICHARD NSW 15/11/2018 14/11/2028
🔴 AFS Banned/Disqualified AHMED, MOHAMED MAKI EBRAHIM VIC 15/11/2018 Ongoing
🔴 AFS Banned/Disqualified AHMED, MOHAMED VIC 15/11/2018 Ongoing
🟠 Credit Banned/Disqualified AHMED, MOHAMED MAKI EBRAHIM ADDRESS UNKNOWN 15/11/2018 Ongoing
🟠 Disqualified SMSF Auditor BALDWIN, CHRISTOPHER JAMES VIC 15/10/2021 Ongoing
🔴 AFS Banned/Disqualified DEL VECCHIO, ANTHONY JOSEPH VIC 15/09/2025 Ongoing
🔴 AFS Banned/Disqualified EDWARDS, CHRISTOPHER MALCOLM NSW 15/09/2025 14/09/2035
🔴 AFS Banned/Disqualified EDWARDS, CHRISTOPHER NSW 15/09/2025 14/09/2035
🟠 Credit Banned/Disqualified FUOCO, JOSHUA DAVID VIC 15/09/2023 Ongoing
🔴 Banned Securities Dealer WHARTON, STEPHEN LYNNE VIC 15/09/1997 Ongoing
🔴 AFS Banned/Disqualified HYLAND, GAVIN KEITH QLD 15/08/2017 Ongoing
🔴 AFS Banned/Disqualified NOONAN, DANIEL JOSEPH TAS 15/08/2017 Ongoing
🟠 Credit Banned/Disqualified HYLAND, GAVIN KEITH QLD 15/08/2017 Ongoing
🟠 Credit Banned/Disqualified NOONAN, DANIEL JOSEPH TAS 15/08/2017 Ongoing
🔴 AFS Banned/Disqualified BROOKES, NICHOLAS DUNCAN VIC 15/07/2026 14/07/2029
🔴 AFS Banned/Disqualified BROOKES, NICHOLAS VIC 15/07/2026 14/07/2029
🔴 AFS Banned/Disqualified BROOKES, NICHOLAS DUNCAN JEREMY VIC 15/07/2026 14/07/2029
🔴 AFS Banned/Disqualified BROOKES, NICK VIC 15/07/2026 14/07/2029
🔴 Disqualified Director AZIZI, ANTHONY CHARBEL NSW 15/07/2025 14/07/2030
🔴 Disqualified Director AZIZI, ANTHONY NSW 15/07/2025 14/07/2030
🔴 AFS Banned/Disqualified FRIZZELL, ALEKSANDRA NSW 15/07/2024 Ongoing
🟠 Credit Banned/Disqualified FRIZZELL, ALEKSANDRA ADDRESS UNKNOWN 15/07/2024 Ongoing
🔴 AFS Banned/Disqualified TU, THANH QUOC VIC 15/07/2014 Ongoing
🔴 AFS Banned/Disqualified WATSON, ERIN LEIGH NSW 15/07/2011 Ongoing
🔴 Banned Securities Dealer BASTO, RICHARD JOHN NSW 15/07/1997 Ongoing
🔴 AFS Banned/Disqualified WERTHEIMER, JOHN TALBOT WA 15/06/2023 Ongoing
🔴 AFS Banned/Disqualified WERTHEIMER, JOHN WA 15/06/2023 Ongoing
🟠 Credit Banned/Disqualified WERTHEIMER, JOHN TALBOT TAS 15/06/2023 Ongoing
🟠 Disqualified SMSF Auditor NICHOLSON, CHRISTOPHER RANDOLPH NSW 15/06/2011 Ongoing
🟠 Disqualified SMSF Auditor CHOU, LIN VIC 15/05/2024 Ongoing
🟠 Disqualified SMSF Auditor CONVERY, KRISTIAN VIC 15/05/2024 Ongoing
🔴 AFS Banned/Disqualified HUGHES, JUSTIN OWEN SA 15/05/2008 Ongoing
🟠 Disqualified SMSF Auditor TRAN, TRAM NSW 15/04/2019 Ongoing
🔴 AFS Banned/Disqualified REIMERS, HAYDN ALISTAIR WA 15/04/2016 Ongoing
🔴 AFS Banned/Disqualified VEITCH, BRIAN NSW 15/04/2011 Ongoing
🟠 Disqualified SMSF Auditor HAMMOND, CLIFTON VIC 15/03/2022 Ongoing
🔴 Disqualified Director EL HASAN, ALAA NSW 15/02/2024 14/02/2029
🔴 Disqualified Director EL HASSAN, ALAA NSW 15/02/2024 14/02/2029
🔴 Disqualified Director HASSAN, ALAA NSW 15/02/2024 14/02/2029
🔴 AFS Banned/Disqualified NGUYEN, TAI THANH SA 15/01/2019 Ongoing
🔴 AFS Banned/Disqualified BRAUN, PETER NSW 15/01/2009 Ongoing
🟠 Disqualified SMSF Auditor WHYTE, GRAEME QLD 14/12/2022 Ongoing
🔴 AFS Banned/Disqualified SAAD, AHMED VIC 14/12/2018 Ongoing
🔴 AFS Banned/Disqualified BANKS, STEWART JAMES QLD 14/12/2016 Ongoing
🟠 Credit Banned/Disqualified BANKS, STEWART JAMES QLD 14/12/2016 Ongoing
🟠 Credit Banned/Disqualified WIJESEKARA, PRASANNA VIC 14/12/2011 Ongoing
🟠 Disqualified SMSF Auditor PRELLER, JOHANN VIC 14/11/2023 Ongoing
🔴 AFS Banned/Disqualified ALI, DANIEL FAROOK QLD 14/11/2017 Ongoing
🔴 AFS Banned/Disqualified ALI, DANIEL QLD 14/11/2017 Ongoing
🟠 Credit Banned/Disqualified ALI, DANIEL FAROOK QLD 14/11/2017 Ongoing
🔴 AFS Banned/Disqualified AMARANTI, SERGIO WA 14/11/2016 Ongoing
🔴 AFS Banned/Disqualified BROWN, ALAN LESLIE NSW 14/11/2009 Ongoing
🔴 AFS Banned/Disqualified WHELAN, LINDA RAE QLD 14/10/2016 Ongoing
🟠 Credit Banned/Disqualified WHELAN, LINDA RAE QLD 14/10/2016 Ongoing
🟠 Disqualified SMSF Auditor SAMUEL, ABE ELLIOT NSW 14/10/2015 Ongoing
🔴 AFS Banned/Disqualified HAKIM, ISAAC NSW 14/10/2015 Ongoing
🔴 AFS Banned/Disqualified HOPKINS, ROSS ANDREW NSW 14/09/2021 Ongoing
🔴 AFS Banned/Disqualified FLETCHER, BENJAMIN FREDERICK GARRY CLIVE LINDSAY QLD 14/09/2018 Ongoing
🟠 Credit Banned/Disqualified FLETCHER G, BENJAMIN FREDERICK ARRY ADDRESS UNKNOWN 14/09/2018 Ongoing
🔴 AFS Banned/Disqualified RANKIN, ANDREW QLD 14/08/2025 13/08/2029
🔴 AFS Banned/Disqualified RANKIN, ANDREW ANTHONY QLD 14/08/2025 13/08/2029
🟠 Credit Banned/Disqualified YU, QING SHAN ADDRESS UNKNOWN 14/07/2023 13/07/2029
🟠 Credit Banned/Disqualified YU, QINGSHAN ADDRESS UNKNOWN 14/07/2023 13/07/2029
🔴 AFS Banned/Disqualified SANDERS, GEOFFREY DAVID WA 14/07/2005 Ongoing
🟠 Disqualified SMSF Auditor GIANNICOS, JOHN VIC 14/06/2024 Ongoing
🟠 Disqualified SMSF Auditor WEE, KYLIE AI WUI NSW 14/06/2024 Ongoing
🟠 Disqualified SMSF Auditor ORMAN, MALCOLM JOHN QLD 14/06/2023 Ongoing
🔴 AFS Banned/Disqualified LUTHRA, SUBEER VIC 14/06/2019 Ongoing
🟠 Credit Banned/Disqualified LUTHRA, SUBEER VIC 14/06/2019 Ongoing
🟠 Credit Banned/Disqualified WARD, TIMOTHY JOHN QLD 14/06/2002 Ongoing
🔴 Banned Securities Dealer DAWSON, RAYMOND MICHAEL SA 14/06/2001 Ongoing
🔴 Banned Securities Dealer MASON, DARRYL BERNARD SA 14/06/2001 Ongoing
🔴 AFS Banned/Disqualified SON, KEITH ADDRESS UNKNOWN 14/05/2013 Ongoing
🟠 Credit Banned/Disqualified SON, KEITH ADDRESS UNKNOWN 14/05/2013 Ongoing
🔴 Banned Securities Dealer FLAVALL, GREG VIC 14/04/1992 Ongoing
🔴 AFS Banned/Disqualified WILLMOTT, ANNELIESE ADA VIC 14/03/2019 Ongoing
🟠 Credit Banned/Disqualified DANDACHLI, MOUSTAFA ADDRESS UNKNOWN 14/03/2014 Ongoing
🔴 AFS Banned/Disqualified TJANDRA, ERICK NSW 14/03/2007 Ongoing
🔴 AFS Banned/Disqualified HALLIGAN, RODERICK GEORGE QLD 14/02/2022 Ongoing
🔴 Banned Securities Dealer MITEVSKI, TONY NSW 14/01/1997 Ongoing
🔴 AFS Banned/Disqualified CARCALLAS, PAUL QLD 13/12/2022 12/12/2032
🔴 AFS Banned/Disqualified GLASBY, GAIL QLD 13/12/2022 12/12/2032
🔴 AFS Banned/Disqualified KIM, ANDREW JUNG-WOO NSW 13/12/2022 Ongoing
🔴 AFS Banned/Disqualified MATAI, JENEVE QLD 13/12/2022 12/12/2026
🟠 Credit Banned/Disqualified HOPKINS, VAUGHN THOMAS VIC 13/12/2016 Ongoing
🔴 AFS Banned/Disqualified WOODHOUSE, MARION ANN NSW 13/12/2006 Ongoing
🔴 AFS Banned/Disqualified ASHKENAZI, YOSSEF VIC 13/11/2018 12/11/2026
🟠 Disqualified SMSF Auditor BUFF, JOHN PHILLIP VIC 13/11/2009 Ongoing
🟠 Credit Banned/Disqualified CILMI, JOHN VIC 13/10/2015 Ongoing
🔴 Banned Securities Dealer DAWSON, RICHARD MORRIS WA 13/10/1999 Ongoing
🔴 Banned Securities Dealer WALTER, JOHN ANTHONY QLD 13/10/1997 Ongoing
🔴 Disqualified Director BAKER, ADAM CRAIG NSW 13/09/2022 12/09/2027
🔴 Disqualified Director BAKER, ADAM NSW 13/09/2022 12/09/2027
🔴 AFS Banned/Disqualified DE BOER, ANNEMIEKE WA 13/09/2007 Ongoing
🟠 Credit Banned/Disqualified HART-ROBINSON, SANDRA LEE QLD 13/09/2005 Ongoing
🟠 Credit Banned/Disqualified PHILLIPS, TESSA LINDSEY QLD 13/09/2005 Ongoing
🟠 Credit Banned/Disqualified PHILLIPS, TONY MAXWELL QLD 13/09/2005 Ongoing
🟠 Credit Banned/Disqualified ROBINSON, GEOFFREY JAMES QLD 13/09/2005 Ongoing
🔴 Disqualified Director LAVOPA, GREGORY ROMANO NSW 13/08/2024 12/08/2029
🔴 Disqualified Director LAVOPA, GREGORY NSW 13/08/2024 12/08/2029
🔴 AFS Banned/Disqualified WYND, ANTHONY DAVID VIC 13/08/2019 Ongoing
🔴 AFS Banned/Disqualified WYND, DAVID ANTHONY VIC 13/08/2019 Ongoing
🟠 Credit Banned/Disqualified WYND, ANTHONY DAVID ADDRESS UNKNOWN 13/08/2019 Ongoing
🟠 Credit Banned/Disqualified HULBERT, COLIN WILLIAM QLD 13/06/2018 Ongoing
🟠 Disqualified SMSF Auditor RAE, IAN NSW 13/06/2014 Ongoing
🔴 AFS Banned/Disqualified BROWNING, ADAM GREIG VIC 13/06/2006 Ongoing
🔴 AFS Banned/Disqualified BRUNI, PHILLIP WA 13/05/2019 Ongoing
🔴 AFS Banned/Disqualified BRUNI, PHILLIP EMIDIO WA 13/05/2019 Ongoing
🔴 AFS Banned/Disqualified RUURDA, MICHAEL HENDRICUS QLD 13/05/2005 Ongoing
🟠 Disqualified SMSF Auditor CASPERSON, ROSS QLD 13/04/2022 Ongoing
🔴 AFS Banned/Disqualified TAYLOR, GRANT DESMOND VIC 13/04/2018 Ongoing
🔴 AFS Banned/Disqualified TAYLOR, GRANT VIC 13/04/2018 Ongoing
🟠 Credit Banned/Disqualified LEO, MA ADDRESS UNKNOWN 13/04/2018 Ongoing
🟠 Credit Banned/Disqualified MA, JUN ADDRESS UNKNOWN 13/04/2018 Ongoing
🟠 Credit Banned/Disqualified MA, LEO ADDRESS UNKNOWN 13/04/2018 Ongoing
🔴 AFS Banned/Disqualified WITTENSLEGER, ARDEN WA 13/03/2014 Ongoing
🔴 AFS Banned/Disqualified WITTENSLEGER, ARDEN RODRICK WA 13/03/2014 Ongoing
🟠 Credit Banned/Disqualified WITTENSLEGER, ARDEN ADDRESS UNKNOWN 13/03/2014 Ongoing
🟠 Disqualified SMSF Auditor WELLS, LINDSAY MALCOLM VIC 13/02/2018 Ongoing
🔴 AFS Banned/Disqualified KHAN, MUNEER MAHMOOD NSW 13/02/2018 Ongoing
🔴 AFS Banned/Disqualified NONG, PATRICK VIC 13/01/2026 Ongoing
🔴 AFS Banned/Disqualified SHAPTER, TIMOTHY JOHN QLD 13/01/2020 12/01/2027
🔴 AFS Banned/Disqualified DOJA, TUNDE NSW 13/01/2005 Ongoing
🔴 AFS Banned/Disqualified ZAREEI, TONY NSW 13/01/2005 Ongoing
🔴 Disqualified Director PLATCHER, CHARLES EDWARD NSW 13/01/2003 13/01/2028
🔴 Disqualified Director PLATCHER, CHARLES NSW 13/01/2003 13/01/2028
🔴 Banned Securities Dealer COCHRANE, STEVEN MICHAEL NSW 13/01/2000 Ongoing
🔴 Disqualified Director RABER, GENNA NSW 12/12/2025 11/12/2030
🔴 AFS Banned/Disqualified SEMPLE, ROBERT LACHLAN NSW 12/11/2015 Ongoing
🔴 AFS Banned/Disqualified STARBUCK, HEATH VIC 12/10/2006 Ongoing
🔴 AFS Banned/Disqualified HILL, STEVEN NSW 12/09/2016 Ongoing
🔴 AFS Banned/Disqualified HILL, STEVEN WILLIAM NSW 12/09/2016 Ongoing
🟠 Credit Banned/Disqualified HILL, STEVEN WILLIAM QLD 12/09/2016 Ongoing
🔴 AFS Banned/Disqualified CAI, VICTORIA NSW 12/09/2011 Ongoing
🔴 Disqualified Director SPARREBOOM, RICHARD ANDREW VIC 12/08/2024 11/08/2029
🔴 Disqualified Director SPARREBOOM, RICHARD VIC 12/08/2024 11/08/2029
🔴 Disqualified Director BRAGIANNIS, ATHINA VIC 12/08/2023 11/02/2027
🔴 Disqualified Director BRAGIANNIS, TINA VIC 12/08/2023 11/02/2027
🔴 Disqualified Director MORRISSEY, KIERAN VIC 12/08/2022 11/08/2027
🔴 AFS Banned/Disqualified GOLDENBERG, MAX DAVID WA 12/08/2019 11/08/2027
🔴 AFS Banned/Disqualified GOLDENBERG, MAXWELL DAVID WA 12/08/2019 11/08/2027
🟠 Credit Banned/Disqualified GOLDENBERG, MAX DAVID ADDRESS UNKNOWN 12/08/2019 11/08/2027
🔴 AFS Banned/Disqualified KING, KERRI VIC 12/08/2016 Ongoing
🔴 AFS Banned/Disqualified KING, KERRI MARIE VIC 12/08/2016 Ongoing
🔴 AFS Banned/Disqualified KING, KERRIE MARIE VIC 12/08/2016 Ongoing
🟠 Credit Banned/Disqualified KING, KERRI MARIE VIC 12/08/2016 Ongoing
🟠 Disqualified SMSF Auditor RUSSO, ROSS NSW 12/07/2017 Ongoing
🟠 Disqualified SMSF Auditor WHITTLE, KATHLEEN NSW 12/07/2017 Ongoing
🔴 Disqualified Director COLE, IAN FRANCIS VIC 12/07/2002 Ongoing
🔴 Disqualified Director PHILLIPS, JAMES STANLEY VIC 12/07/2002 Ongoing
🔴 AFS Banned/Disqualified THOMPSON, GRANT QLD 12/06/2014 Ongoing
🟠 Disqualified SMSF Auditor GARRAD, GREGORY PAUL QLD 12/06/2010 Ongoing
🔴 Banned Securities Dealer URQUHART, PETER KENNETH QLD 12/06/2002 Ongoing
🟠 Banned Futures Dealer URQUHART, PETER KENNETH QLD 12/06/2002 Ongoing
🔴 AFS Banned/Disqualified URQUHART, PETER KENNETH ADDRESS UNKNOWN 12/06/2002 Ongoing
🔴 Banned Securities Dealer JAMIESON, LEON KEITH WA 12/06/2001 Ongoing
🔴 Disqualified Director DEMPSEY, CLAYTON QLD 12/05/2017 11/05/2027
🔴 Disqualified Director DEMPSEY, CLAY ADDRESS UNKNOWN 12/05/2017 11/05/2027
🔴 Disqualified Director ROWLES, PAUL QLD 12/05/2017 11/05/2027
🔴 AFS Banned/Disqualified GRADMAN, KELMAN MOTEL VIC 12/05/2005 Ongoing
🔴 Banned Securities Dealer JONES, CRAIG VICTOR QLD 12/05/1997 Ongoing
🔴 Disqualified Director BIGNOLD, JULIAN NSW 12/04/2024 11/10/2027
🔴 Disqualified Director BIGNOLD, JULIAN JOSEPH NSW 12/04/2024 11/10/2027
🔴 Disqualified Director BIGNOLD, JULIEN NSW 12/04/2024 11/10/2027
🔴 Disqualified Director BLUMENTHAL, ADAM NSW 12/04/2024 11/04/2029
🟠 Disqualified SMSF Auditor HAMILTON, JOHN WILLIAM TAS 12/04/2024 Ongoing
🔴 AFS Banned/Disqualified BROWN, DARREN QLD 12/04/2023 11/04/2031
🔴 AFS Banned/Disqualified BROWN, DARREN EDDEN QLD 12/04/2023 11/04/2031
🔴 AFS Banned/Disqualified BROWN, DARREN THOMAS QLD 12/04/2023 11/04/2031
🔴 AFS Banned/Disqualified EDDEN BROWN, DARREN THOMAS QLD 12/04/2023 11/04/2031
🔴 AFS Banned/Disqualified EDDEN-BROWN, DARREN QLD 12/04/2023 11/04/2031
🟠 Credit Banned/Disqualified EDDEN BROWN, DARREN THOMAS ADDRESS UNKNOWN 12/04/2023 11/04/2031
🔴 AFS Banned/Disqualified HARRIS, CHRISTOPHER NORMAN SA 12/03/2020 11/03/2030
🔴 AFS Banned/Disqualified NESSEIM, DANIEL NSW 12/03/2018 Ongoing
🔴 AFS Banned/Disqualified NESSEIM, EZZAT NSW 12/03/2018 Ongoing
🔴 AFS Banned/Disqualified NESSEIM, EZZAT-DANIEL NSW 12/03/2018 Ongoing
🔴 AFS Banned/Disqualified SPARK, PHILLIP GREGORY QLD 12/03/2014 Ongoing
🔴 Disqualified Director GOULDING, EDWIN JAMES NSW 12/03/2009 11/03/2034
🔴 Disqualified Director GOULDING, EDWIN NSW 12/03/2009 11/03/2034
🔴 Banned Securities Dealer MITCHELL, MERVYN WILLIAM TAS 12/03/2004 Ongoing
🔴 Banned Securities Dealer CORNER, JOHN STEWART NSW 12/03/1998 Ongoing
🟠 Banned Futures Dealer CORNER, JOHN STEWART NSW 12/03/1998 Ongoing
🔴 AFS Banned/Disqualified MONTE SILVA, SHANE XAVIER VIC 11/12/2025 10/12/2030
🟠 Disqualified SMSF Auditor KNIGHT, KEITH ACT 11/12/2018 Ongoing
🟠 Credit Banned/Disqualified KARANDIKAR, SHILPA ADDRESS UNKNOWN 11/12/2017 Ongoing
🟠 Credit Banned/Disqualified KARANDIKAR, SHRIKRISHNA ADDRESS UNKNOWN 11/12/2017 Ongoing
🔴 Banned Securities Dealer BAKER, DAVID CHARLES NSW 11/12/1991 Ongoing
🟠 Disqualified SMSF Auditor DERMODY, JAMES NSW 11/11/2015 Ongoing
🔴 AFS Banned/Disqualified JONES, GLENN WILLIAM QLD 11/11/2005 Ongoing
🔴 Disqualified Director LEWSKI, WILLIAM LIONEL VIC 11/10/2019 22/02/2033
🔴 Banned Securities Dealer THORN, ROBERT WILLIAM NSW 11/10/2001 Ongoing
🔴 AFS Banned/Disqualified BUTT, MICHAEL JOHN TAS 11/09/2006 Ongoing
🟠 Disqualified SMSF Auditor TALEVSKI, TONY NSW 11/08/2010 Ongoing
🔴 Disqualified Director RICHARDS, BARRY JOHN VIC 11/07/2025 10/01/2029
🔴 Disqualified Director RICHARDS, BARRY VIC 11/07/2025 10/01/2029
🔴 AFS Banned/Disqualified KER, STEVEN JAMES WA 11/06/2010 Ongoing
🔴 Banned Securities Dealer SWINTON, CHARLES WILLIAM NSW 11/06/1999 Ongoing
🔴 Disqualified Director FOSTER, PETER CLARENCE QLD 11/05/2016 Ongoing
🔴 Banned Securities Dealer PALMER, MATTHEW DAVID NSW 11/05/2001 Ongoing
🔴 Disqualified Director ALTINARDA, MERAL VIC 11/04/2024 10/04/2028
🔴 AFS Banned/Disqualified RIDGWAY, KRISTOFER PAUL GORDON QLD 11/04/2023 Ongoing
🔴 AFS Banned/Disqualified VANZYL, JULIE VIC 11/04/2016 Ongoing
🟠 Credit Banned/Disqualified VANZYL, JULIE ADDRESS UNKNOWN 11/04/2016 Ongoing
🟠 Disqualified SMSF Auditor EDWARDS, STEPHEN FRANCIS JOHN VIC 11/04/2011 Ongoing
🔴 AFS Banned/Disqualified ROSE, SHANE ALLAN QLD 11/03/2024 Ongoing
🔴 AFS Banned/Disqualified ROSE, SHANE QLD 11/03/2024 Ongoing
🔴 AFS Banned/Disqualified BABBAGE, MARK CHRISTOPHER VIC 11/03/2022 10/03/2028
🟠 Credit Banned/Disqualified BABBAGE, MARK CHRISTOPER ADDRESS UNKNOWN 11/03/2022 10/03/2028
🟠 Disqualified SMSF Auditor HACKER, KENT QLD 11/03/2020 Ongoing
🔴 Banned Securities Dealer MUNN, HEATHER CHRISTINA QLD 11/03/2002 Ongoing
🔴 AFS Banned/Disqualified MORONEY, ANDREW DAVID VIC 11/02/2016 Ongoing
🔴 AFS Banned/Disqualified COHEN, MICHAEL ARIEL NSW 11/02/2009 Ongoing
🔴 AFS Banned/Disqualified COHEN, MICHAEL NSW 11/02/2009 Ongoing
🔴 AFS Banned/Disqualified NICHOLSON, MICHAEL WILLIAM JOHN NSW 11/02/2009 Ongoing
🔴 AFS Banned/Disqualified NICHOLSON, MICHAEL NSW 11/02/2009 Ongoing
🔴 AFS Banned/Disqualified NICHOLSON, MICHAEL JOHN NSW 11/02/2009 Ongoing
🔴 Banned Securities Dealer MATSON, CHRISTOPHER MARTYN TAS 11/02/2000 Ongoing
🟠 Disqualified SMSF Auditor SPROATS, STEPHEN NSW 10/12/2019 Ongoing
🟠 Disqualified SMSF Auditor KYRIAKOS, GEORGE VIC 10/12/2012 Ongoing
🔴 AFS Banned/Disqualified DOUKARI, DRISS QLD 10/12/2012 Ongoing
🟠 Credit Banned/Disqualified DOUKARI, DRISS ADDRESS UNKNOWN 10/12/2012 Ongoing
🔴 Disqualified Director BARBERA, GIATANO QLD 10/11/2021 09/11/2026
🔴 Disqualified Director BARBERA, GAITANO QLD 10/11/2021 09/11/2026
🔴 AFS Banned/Disqualified MARTINCIC, ANNABELLE WA 10/10/2018 Ongoing
🟠 Credit Banned/Disqualified MARTINCIC, ANNABELLE WA 10/10/2018 Ongoing
🟠 Credit Banned/Disqualified WILSON, DANIEL KENNETH ADDRESS UNKNOWN 10/10/2017 Ongoing
🟠 Credit Banned/Disqualified MEEHAN, BERNARD ADDRESS UNKNOWN 10/10/2016 Ongoing
🔴 AFS Banned/Disqualified SHIRAZ, RIYANKA PUTERI NSW 10/09/2014 Ongoing
🟠 Credit Banned/Disqualified SHIRAZ, RIYANKA PUTERI ADDRESS UNKNOWN 10/09/2014 Ongoing
🔴 AFS Banned/Disqualified ROWE, JAMIE EDWARD MAURICE NSW 10/09/2010 Ongoing
🔴 AFS Banned/Disqualified CHRISTIANSZ, JOSEPH GEORGE VIC 10/09/2007 Ongoing
🔴 AFS Banned/Disqualified OBERG, COLIN JAMES NSW 10/07/2012 Ongoing
🔴 Disqualified Director AGRAWAL, SHASHIKUMARI KRISHNAKUMAR NSW 10/06/2026 09/06/2031
🔴 Disqualified Director AGRAWAL, SHASHIKUMARI NSW 10/06/2026 09/06/2031
🔴 AFS Banned/Disqualified HOLMES, GRAHAM HENRY WA 10/06/2025 Ongoing
🔴 AFS Banned/Disqualified HOLMES, GRAHAM WA 10/06/2025 Ongoing
🔴 AFS Banned/Disqualified FLOWERS, NIGEL QLD 10/06/2014 Ongoing
🟠 Credit Banned/Disqualified FLOWERS, NIGEL NSW 10/06/2014 Ongoing
🔴 Banned Securities Dealer CHISHOLM, GREGORY JOHN NSW 10/06/1994 Ongoing
🟠 Banned Futures Dealer CHISHOLM, GREGORY JOHN NSW 10/06/1994 Ongoing
🔴 AFS Banned/Disqualified DZAWO, KUDZANAI PHILIP VIC 10/05/2024 Ongoing
🟠 Disqualified SMSF Auditor CAMPBELL, KATE QLD 10/05/2018 Ongoing
🔴 AFS Banned/Disqualified TESSA, SAMUEL VIC 10/05/2018 Ongoing
🔴 AFS Banned/Disqualified TESSA, SAMUEL TRUBNIK VIC 10/05/2018 Ongoing
🔴 AFS Banned/Disqualified TRUBNIK, SIMON VIC 10/05/2018 Ongoing
🟠 Credit Banned/Disqualified TESSA, SAMUEL TRUBNIK ADDRESS UNKNOWN 10/05/2018 Ongoing
🟠 Credit Banned/Disqualified TRUBNIK, SIMON VIC 10/05/2018 Ongoing
🟠 Disqualified SMSF Auditor WRIGHT, KELVIN NSW 10/04/2019 Ongoing
🟠 Credit Banned/Disqualified BLACKBURNE, KAYE CHRISTINE WA 10/04/2001 Ongoing
🔴 Banned Organisation BLACKBURNE & DIXON PTY LTD — 10/04/2001 Ongoing
🔴 Disqualified Director WALSH, MATTHEW JOHN ADDRESS UNKNOWN 10/03/2022 09/03/2027
🔴 Disqualified Director WALSH, MATT VIC 10/03/2022 09/03/2027
🔴 AFS Banned/Disqualified FELLOWES, LEWIS ANTHONY WRIGHT WA 10/03/2015 Ongoing
🔴 AFS Banned/Disqualified FELLOWES, LEWIS WA 10/03/2015 Ongoing
🔴 AFS Banned/Disqualified FELLOWES, LEWIS ANTHONY WA 10/03/2015 Ongoing
🔴 Disqualified Director REID, MAXWELL JOHN VIC 10/03/1992 Ongoing
🔴 AFS Banned/Disqualified MCSWEENY, DANIEL STUART NSW 10/02/2021 Ongoing
🟠 Disqualified SMSF Auditor RICHARDS, BLAKE GEOFFREY ALLEN NSW 10/02/2010 Ongoing
🔴 Banned Securities Dealer MOSES, HAROLD FREDERICK NSW 10/02/2004 Ongoing
🔴 Disqualified Director DALY, PETER EUGENE VIC 10/01/2024 10/01/2029
🔴 Disqualified Director DALY, PETER EUGENIE VIC 10/01/2024 10/01/2029
🔴 Disqualified Director NEILSEN, PAUL VIC 10/01/2024 10/01/2028
🔴 Disqualified Director NIELSEN, PAUL VIC 10/01/2024 10/01/2028
🔴 Disqualified Director PETER EUGENE, DALY VIC 10/01/2024 10/01/2029
🔴 Disqualified Director RAFTERY, PAUL ANTHONY NSW 10/01/2024 10/01/2027
🔴 Disqualified Director RAFTERY, PAUL QLD 10/01/2024 10/01/2027
🔴 Disqualified Director RAFTERY, ANTHONY PAUL QLD 10/01/2024 10/01/2027
🔴 Disqualified Director WILLIAMS, IAN COMRIE NSW 10/01/2024 10/01/2028
🔴 Disqualified Director WILLIAMS, IAN NSW 10/01/2024 10/01/2028
🔴 Disqualified Director WILLIAMS, IAN CROMIE NSW 10/01/2024 10/01/2028
🔴 Disqualified Director WILLIAMS, IAM COMRIE NSW 10/01/2024 10/01/2028
🔴 Banned Securities Dealer NELSON, LESLIE REGINALD NSW 10/01/2003 Ongoing
🔴 AFS Banned/Disqualified ARNOLD, DARREN JASON WA 09/12/2015 Ongoing
🟠 Credit Banned/Disqualified ARNOLD, DARREN JASON ADDRESS UNKNOWN 09/12/2015 Ongoing
🟠 Disqualified SMSF Auditor TARRANT, ANNETTE LIN VIC 09/12/2011 Ongoing
🔴 AFS Banned/Disqualified JENNINGS, MARK DARRON QLD 09/11/2022 08/11/2032
🔴 Disqualified Director LEGGETT, PETER DOUGLAS VIC 09/11/2021 08/11/2026
🔴 Disqualified Director LEGGETT, PETER VIC 09/11/2021 08/11/2026
🔴 AFS Banned/Disqualified HASSAN, AIZAZ VIC 09/11/2018 Ongoing
🟠 Credit Banned/Disqualified HASSAN, AIZAZ ADDRESS UNKNOWN 09/11/2018 Ongoing
🔴 AFS Banned/Disqualified REYNOLDS, JAMES CARLOS QLD 09/10/2022 Ongoing
🔴 AFS Banned/Disqualified HAISMAN, IAN VICTOR QLD 09/10/2019 08/10/2026
🔴 AFS Banned/Disqualified BURNARD, NEIL AUSTIN NSW 09/10/2008 Ongoing
🔴 AFS Banned/Disqualified O'ROURKE, DAMIAN RICHARD QLD 09/09/2016 Ongoing
🔴 AFS Banned/Disqualified ALOISI, VINCE NSW 09/09/2010 Ongoing
🔴 AFS Banned/Disqualified MCALLAN, JANE NSW 09/08/2006 Ongoing
🔴 AFS Banned/Disqualified GUPTA, ABHINAV VIC 09/07/2015 Ongoing
🟠 Credit Banned/Disqualified BOUTROS, ALMAZA NSW 09/07/2012 Ongoing
🔴 AFS Banned/Disqualified KUR, JONATHAN WA 09/07/2009 Ongoing
🔴 Banned Securities Dealer BAILEY, GRAEME QLD 09/07/2001 Ongoing
🔴 AFS Banned/Disqualified SCHIAFONE, DOMENICO PAUL SA 09/06/2022 Ongoing
🟠 Credit Banned/Disqualified SCHIAFONE, DOMENICO PAUL SA 09/06/2022 Ongoing
🔴 AFS Banned/Disqualified HUTCHISON, ROBERT WA 09/06/2021 Ongoing
🔴 AFS Banned/Disqualified SHERWIN, BRADLEY THOMAS QLD 09/05/2016 Ongoing
🟠 Credit Banned/Disqualified HUYNH, KIEU THI-THANH ADDRESS UNKNOWN 09/05/2014 Ongoing
🟠 Credit Banned/Disqualified MARGARIA, JOHN GEOFFREY WA 09/05/2000 Ongoing
🔴 Banned Securities Dealer BADGER, PETER JOHN TAS 09/05/1996 Ongoing
🔴 AFS Banned/Disqualified LUFF, CHRISTOPHER NSW 09/04/2024 08/04/2029
🔴 AFS Banned/Disqualified LUFF, CHRISTOPHER EDWARD NSW 09/04/2024 08/04/2029
🟠 Credit Banned/Disqualified VYAS, PAVAN ADDRESS UNKNOWN 09/04/2014 Ongoing
🔴 Banned Securities Dealer PERRY, GRAEME JOHN WA 09/04/2001 Ongoing
🔴 Banned Securities Dealer KLOMP, ROBBERT JAN SA 09/04/1998 Ongoing
🔴 AFS Banned/Disqualified KARAMIAN, TADEH NSW 09/03/2023 08/03/2030
🔴 AFS Banned/Disqualified KARAMIAN, TODD NSW 09/03/2023 08/03/2030
🔴 Disqualified Director MURRAY, MATTHEW JOHN NSW 09/03/2022 08/03/2027
🔴 AFS Banned/Disqualified BHANDARI, NIZI VIC 09/03/2021 Ongoing
🟠 Credit Banned/Disqualified BHANDARI, NIZI VIC 09/03/2021 Ongoing
🟠 Credit Banned/Disqualified FERMANIS, PETER WA 09/03/2001 Ongoing
🟠 Disqualified SMSF Auditor ROWNTREE, BRUCE ELLIOT NSW 09/02/2026 Ongoing
🟠 Disqualified SMSF Auditor SIMPSON, WAYNE VIC 09/02/2023 Ongoing
🔴 Banned Securities Dealer EGLITIS, GUIDO JAMES NSW 09/02/1996 Ongoing
🔴 AFS Banned/Disqualified SMITH, ROBERT SA 09/01/2018 Ongoing
🔴 AFS Banned/Disqualified SMITH, ROBERT PRYOR SA 09/01/2018 Ongoing
🟠 Credit Banned/Disqualified TRIEU, THI HOA ADDRESS UNKNOWN 08/12/2025 07/12/2035
🟠 Disqualified SMSF Auditor ORPHANIDES, ANDREW NSW 08/10/2025 Ongoing
🔴 Disqualified Director CARATTI, ALLEN BRUCE WA 08/10/2024 07/10/2028
🔴 Disqualified Director CARATTI, ALLEN ADDRESS UNKNOWN 08/10/2024 07/10/2028
🟠 Banned Futures Dealer ANDERTON, ANDREW PETER QLD 08/10/1992 Ongoing
🟠 Disqualified SMSF Auditor FAK, VJEKOSLAV VIC 08/09/2024 Ongoing
🔴 Disqualified Director MACDONALD, ALAN NSW 08/08/2026 07/08/2031
🟠 Disqualified SMSF Auditor LYNCH, EAMON JOHN QLD 08/08/2023 Ongoing
🔴 AFS Banned/Disqualified CUTHBERTSON, DON NSW 08/08/2023 Ongoing
🔴 AFS Banned/Disqualified CUTHBERTSON, DONALD JAMES NSW 08/08/2023 Ongoing
🔴 AFS Banned/Disqualified CUTHBERTSON, DONALD NSW 08/08/2023 Ongoing
🟠 Disqualified SMSF Auditor JARJOURA, PIERRE NSW 08/08/2016 Ongoing
🔴 AFS Banned/Disqualified BOUTROS, ALMAZA NSW 08/08/2012 Ongoing
🟠 Disqualified SMSF Auditor SANDLE, RAYMOND VIC 08/08/2011 Ongoing
🔴 Banned Securities Dealer BROWN, DARREN KINGSLEY ADDRESS UNKNOWN 08/08/2002 Ongoing
🔴 Banned Securities Dealer MCDONNELL, JAMES BERNARD VIC 08/08/2002 Ongoing
🔴 Banned Securities Dealer WESTCOTT, IAN THOMAS VIC 08/08/2002 Ongoing
🔴 AFS Banned/Disqualified GOULD, JACK QLD 08/07/2026 07/07/2030
🔴 AFS Banned/Disqualified SAMAN, WAYNE VIC 08/07/2019 Ongoing
🟠 Credit Banned/Disqualified SAMAN, WAYNE VIC 08/07/2019 Ongoing
🔴 Disqualified Director BALIGAC, SAMUEL WAYNE ADDRESS UNKNOWN 08/06/2018 Ongoing
🔴 Disqualified Director ABBOTT, STUART DAVID NSW 08/05/2026 07/05/2029
🔴 Disqualified Director ABBOTT, STUART NSW 08/05/2026 07/05/2029
🔴 AFS Banned/Disqualified APPADOO, JAMES VIC 08/05/2015 Ongoing
🔴 AFS Banned/Disqualified APPADOO, JAMES EDWARD CYRIL VIC 08/05/2015 Ongoing
🔴 AFS Banned/Disqualified DODD, NEIL FRANCIS QLD 08/05/2009 Ongoing
🔴 AFS Banned/Disqualified REILLY, RHYS JAMES ROLLS WA 08/04/2026 07/04/2036
🔴 AFS Banned/Disqualified REILLY, RHYS WA 08/04/2026 07/04/2036
🔴 AFS Banned/Disqualified KINGSTON, PHILLIP JOHN TAS 08/04/2011 Ongoing
🔴 AFS Banned/Disqualified SELLERS, KYM ANDREW SA 08/04/2008 Ongoing
🟠 Disqualified SMSF Auditor FUNDER, STEPHEN_ANTHONY QLD 08/03/2023 Ongoing
🔴 Disqualified Director WILSON, ANTON JOSEPH VIC 08/02/2022 07/02/2027
🔴 Disqualified Director WILSON, ANTON VIC 08/02/2022 07/02/2027
🔴 Disqualified Director WILSON, MELINDA JANE VIC 08/02/2022 07/02/2027
🔴 Disqualified Director WILSON, MELINDA VIC 08/02/2022 07/02/2027
🔴 AFS Banned/Disqualified LIU, EUGENE NSW 08/02/2013 Ongoing
🟠 Banned Futures Dealer EGLITIS, GUIDO JAMES NSW 08/02/1996 Ongoing
🔴 AFS Banned/Disqualified CUTRO, CESAR OSCAR NSW 07/12/2023 Ongoing
🟠 Disqualified SMSF Auditor MCGRATH, RYAN VIC 07/11/2024 Ongoing
🟠 Disqualified SMSF Auditor SHUGG, PHILIP VIC 07/11/2019 Ongoing
🔴 AFS Banned/Disqualified PORCIA, JOSE ALEXIS NSW 07/08/2006 Ongoing
🔴 AFS Banned/Disqualified PORCIA, JOSEPH ALEXIS NSW 07/08/2006 Ongoing
🔴 Disqualified Director ZAPPIA, MARK NICHOLAS NT 07/07/2025 06/07/2030
🔴 Disqualified Director ZAPPIA, MARK NT 07/07/2025 06/07/2030
🔴 AFS Banned/Disqualified BIRK, SATVIR SINGH QLD 07/07/2017 Ongoing
🔴 AFS Banned/Disqualified BIRK, SATVIR QLD 07/07/2017 Ongoing
🔴 AFS Banned/Disqualified BURKE, SATVIR QLD 07/07/2017 Ongoing
🔴 AFS Banned/Disqualified STVIR, BIRK QLD 07/07/2017 Ongoing
🔴 AFS Banned/Disqualified JOYNER, ADAM NSW 07/07/2014 Ongoing
🔴 Disqualified Director OEY, CHRISTIAN VIC 07/06/2024 06/06/2029
🔴 Disqualified Director OEY, CHRISTIAN HENRY VIC 07/06/2024 06/06/2029
🔴 Disqualified Director KAUR, MONICA WA 07/06/2023 Ongoing
🔴 Disqualified Director KAUR, MONICA MANJIT — 07/06/2023 Ongoing
🔴 Disqualified Director SINGH, SADU WA 07/06/2023 07/06/2038
🔴 AFS Banned/Disqualified FOX, SHAUN MICHAEL-ANTHONY VIC 07/06/2023 06/06/2031
🔴 AFS Banned/Disqualified FOX, SHAUN VIC 07/06/2023 06/06/2031
🔴 AFS Banned/Disqualified KING, TREVOR WILLIAM NSW 07/06/2023 Ongoing
🔴 AFS Banned/Disqualified MINK, DARRON NSW 07/06/2023 06/06/2028
🔴 AFS Banned/Disqualified STEWARD, SHAUN MICHAEL ANTHONY VIC 07/06/2023 06/06/2031
🔴 AFS Banned/Disqualified STEWARD, SHAUN MICHAEL VIC 07/06/2023 06/06/2031
🔴 AFS Banned/Disqualified STEWARD, SHAUN VIC 07/06/2023 06/06/2031
🟠 Credit Banned/Disqualified KING, TREVOR WILLIAM NSW 07/06/2023 Ongoing
🟠 Credit Banned/Disqualified MINK, DARRON ADDRESS UNKNOWN 07/06/2023 06/06/2028
🔴 Banned Securities Dealer WESTWOOD, LARRY DOUGLAS NSW 07/06/1996 Ongoing
🔴 Banned Securities Dealer LEW, RICHARD JACOB VIC 07/06/1994 Ongoing
🔴 Banned Securities Dealer LEW, REUBEN ALBERT VIC 07/06/1994 Ongoing
🔴 Disqualified Director MANNING, NEIL CHARLES WA 07/05/2004 Ongoing
🔴 AFS Banned/Disqualified MANNING, NEIL CHARLES WA 07/05/2004 Ongoing
🟠 Disqualified SMSF Auditor BRENNAN, PETER NSW 07/04/2015 Ongoing
🔴 Disqualified Director PUCCI, ENRICO NSW 07/03/2022 06/03/2027
🔴 Disqualified Director SORRENTI, RICCARDO VIC 07/03/2022 06/03/2027
🔴 AFS Banned/Disqualified GRANT, WILLIAM KEITH VIC 07/03/2003 Ongoing
🔴 AFS Banned/Disqualified GOEL, RAHUL VIC 07/02/2023 Ongoing
🟠 Credit Banned/Disqualified GOEL, RAHUL WA 07/02/2023 Ongoing
🔴 AFS Banned/Disqualified ACWORTH, WARREN SCOTT QLD 07/02/2020 Ongoing
🔴 Banned Securities Dealer EGGMOLESSE, MICHELLE LOUISE QLD 07/02/2003 Ongoing
🔴 Banned Securities Dealer MCNAMARA, WAYNE CLIFFORD SA 07/01/2002 Ongoing
🔴 AFS Banned/Disqualified TRUTER, TRAVIS BENJAMIN VIC 06/12/2019 Ongoing
🟠 Credit Banned/Disqualified TRUTER, TRAVIS BENJAMIN ADDRESS UNKNOWN 06/12/2019 Ongoing
🔴 Disqualified Director PRIOR, ANTHONY STEPHEN NSW 06/11/2025 05/11/2030
🔴 Disqualified Director PRIOR, ANTHONY NSW 06/11/2025 05/11/2030
🔴 AFS Banned/Disqualified GILLESPIE, RICK QLD 06/11/2012 Ongoing
🔴 AFS Banned/Disqualified GILLESPIE, RICKY DAVID QLD 06/11/2012 Ongoing
🔴 AFS Banned/Disqualified POLINELLI, CHRISTOPHER MICHAEL QLD 06/11/2008 Ongoing
🔴 Banned Securities Dealer PHELPS, AMBER JOY QLD 06/10/2003 Ongoing
🔴 AFS Banned/Disqualified TOLEDO, LAWRENCE QLD 06/09/2017 Ongoing
🔴 AFS Banned/Disqualified FARIAS, JENNIFER MARY NSW 06/09/2016 Ongoing
🔴 AFS Banned/Disqualified FARIAS, JENNIFER NSW 06/09/2016 Ongoing
🟠 Credit Banned/Disqualified FARIAS, JENNIFER MARY ADDRESS UNKNOWN 06/09/2016 Ongoing
🟠 Disqualified SMSF Auditor CAMPBELL, BRETT JAMES NSW 06/09/2011 Ongoing
🔴 AFS Banned/Disqualified PUSEY, RICHARD PAUL ANDREW VIC 06/08/2021 05/08/2031
🟠 Credit Banned/Disqualified PUSEY, RICHARD PAUL ANDREW ADDRESS UNKNOWN 06/08/2021 05/08/2031
🔴 AFS Banned/Disqualified NIKIFORIDIS, GEORGE NSW 06/08/2008 Ongoing
🔴 Disqualified Director FANNING, DAVID QLD 06/07/2026 05/07/2031
🔴 Disqualified Director FANNING, DAVID SHANE QLD 06/07/2026 05/07/2031
🟠 Disqualified SMSF Auditor HARNAM, KERPAL VIC 06/07/2023 Ongoing
🔴 AFS Banned/Disqualified ROGAN, GLENDA MAREE QLD 06/06/2025 05/06/2035
🔴 AFS Banned/Disqualified ROGAN, GLENDA QLD 06/06/2025 05/06/2035
🔴 AFS Banned/Disqualified DOYLE, JOSHUA NSW 06/06/2013 Ongoing
🔴 AFS Banned/Disqualified ALMOSTAFA, JAMAL NSW 06/06/2011 Ongoing
🔴 AFS Banned/Disqualified COHEN, YAACOV YAIR NSW 06/06/2011 Ongoing
🔴 AFS Banned/Disqualified KENNEDY, JOHN FREDERICK NSW 06/06/2011 Ongoing
🔴 AFS Banned/Disqualified MORDECHAI, MOSHE YAIR NSW 06/06/2011 Ongoing
🔴 AFS Banned/Disqualified MOSTAFA, JIMMY MARTIN NSW 06/06/2011 Ongoing
🔴 Banned Organisation GLOBAL FINANCE GROUP PTY LTD — 06/06/1999 Ongoing
🔴 Banned Securities Dealer ASPLIN, ROBIN JOHN VIC 06/06/1995 Ongoing
🔴 AFS Banned/Disqualified GIUMELLI, TRENT SIMON QLD 06/05/2026 Ongoing
🔴 AFS Banned/Disqualified GIUMELLI, TRENT QLD 06/05/2026 Ongoing
🔴 AFS Banned/Disqualified SASSO, PEDRO NSW 06/05/2024 05/05/2029
🔴 AFS Banned/Disqualified SASSO, PEDRO EDUARDO NSW 06/05/2024 05/05/2029
🔴 Disqualified Director SULEMAN, KARL NSW 06/05/2002 Ongoing
🔴 AFS Banned/Disqualified PENNA, GIULIA NSW 06/04/2016 Ongoing
🟠 Credit Banned/Disqualified PENNA, GIULIA NSW 06/04/2016 Ongoing
🔴 Banned Securities Dealer WEYMOUTH, RICHARD ANTHONY QLD 06/04/1995 Ongoing
🟠 Disqualified SMSF Auditor MAJMAN, JEAN-MARCEL VIC 06/03/2025 Ongoing
🔴 AFS Banned/Disqualified SURTENICH, PETER NSW 06/03/2025 Ongoing
🔴 AFS Banned/Disqualified ST PIERRE, DAVID GRANT QLD 06/03/2014 Ongoing
🟠 Credit Banned/Disqualified ST PIERRE, DAVID GRANT ADDRESS UNKNOWN 06/03/2014 Ongoing
🔴 AFS Banned/Disqualified SEBO, MARK RAYMOND WA 06/02/2024 Ongoing
🟠 Credit Banned/Disqualified SEBO, MARK RAYMOND WA 06/02/2024 Ongoing
🟠 Disqualified SMSF Auditor SAMARAKOON, NAYANAKA ARJUNA VIC 06/02/2018 Ongoing
🔴 AFS Banned/Disqualified POYNTER, BRENTON NSW 06/02/2018 Ongoing
🔴 AFS Banned/Disqualified POYNTER, BRENTON JOHN NSW 06/02/2018 Ongoing
🔴 Disqualified Director PATRICK, BARRY JOHN VIC 06/02/2007 06/02/2027
🔴 AFS Banned/Disqualified WILSON, ROBERT VIC 06/02/2007 Ongoing
🔴 AFS Banned/Disqualified ZHUANG, KANG CUN VIC 06/01/2005 Ongoing
🔴 Banned Securities Dealer LAMING, KENNETH FULTON SA 06/01/1998 Ongoing
🔴 AFS Banned/Disqualified PAGLIACCIO, DELAN PASQUALE QLD 05/12/2023 Ongoing
🔴 AFS Banned/Disqualified PAGLIACCIO, DELAN QLD 05/12/2023 Ongoing
🔴 AFS Banned/Disqualified WEERAPPAH, CLESTUS NSW 05/12/2013 Ongoing
🔴 Banned Organisation CLAIREMAY PTY LTD — 05/12/2004 Ongoing
🔴 AFS Banned/Disqualified YAKOB, GABRIEL NSW 05/10/2022 04/10/2027
🔴 Banned Organisation TRADING LIFE SERVICES PTY LTD — 05/10/2022 04/10/2027
🔴 Disqualified Director DOBLE, GRAEME JOHN NSW 05/09/2024 04/09/2029
🔴 Disqualified Director DOBLE, GRAEME NSW 05/09/2024 04/09/2029
🔴 AFS Banned/Disqualified THOMAS, MARK PETER NSW 05/09/2023 Ongoing
🔴 AFS Banned/Disqualified THOMAS, MARK NSW 05/09/2023 Ongoing
🟠 Credit Banned/Disqualified THOMAS, MARK PETER NSW 05/09/2023 Ongoing
🔴 AFS Banned/Disqualified VICK, STEPHEN GARRY QLD 05/09/2022 04/09/2027
🔴 AFS Banned/Disqualified HUTCHINSON, SHARREE GRACE WA 05/08/2022 04/08/2028
🔴 Banned Securities Dealer SCHULTZ, PETER DESMOND NSW 05/08/1997 Ongoing
🔴 AFS Banned/Disqualified BERESFORD, MATTHEW VIC 05/07/2025 Ongoing
🟠 Credit Banned/Disqualified BERESFORD, MATTHEW VIC 05/07/2025 Ongoing
🔴 Disqualified Director WILLIAMSON, WAYNE THOMAS NSW 05/07/2023 04/01/2027
🔴 Disqualified Director WHITE, SHAUN OLIVER VIC 05/07/2006 Ongoing
🔴 Disqualified Director WHITE, SHAUN VIC 05/07/2006 Ongoing
🔴 Disqualified Director WHITE, NICOLE ELAINE VIC 05/07/2006 Ongoing
🔴 Disqualified Director WHITE, NICOLE VIC 05/07/2006 Ongoing
🔴 AFS Banned/Disqualified MEADS, JEFFERY JAMES NSW 05/07/2004 Ongoing
🟠 Disqualified SMSF Auditor SOARES, SIMPLICIO JOSEPH NSW 05/06/2009 Ongoing
🔴 AFS Banned/Disqualified D'LAMARTIN, NICOLAI NSW 05/05/2016 Ongoing
🔴 AFS Banned/Disqualified REVELL-READE, JEFFEREY ROBERT VIC 05/05/2015 Ongoing
🔴 AFS Banned/Disqualified REVELL-READE, JEFFREY VIC 05/05/2015 Ongoing
🔴 AFS Banned/Disqualified REVELL-READE, JEFFREY ROBERT VIC 05/05/2015 Ongoing
🔴 AFS Banned/Disqualified REVELL-READE, JEFFREY ROB VIC 05/05/2015 Ongoing
🔴 AFS Banned/Disqualified REVELLE-READE, JEFFREY VIC 05/05/2015 Ongoing
🟠 Disqualified SMSF Auditor GOOD, IAN VIC 05/04/2022 Ongoing
🔴 Disqualified Director CRANE-GARDINER, JAY NSW 05/03/2026 04/03/2030
🔴 Disqualified Director GARDINER, JAY DAMON NSW 05/03/2026 04/03/2030
🔴 Disqualified Director GARDINER, JAY ADDRESS UNKNOWN 05/03/2026 04/03/2030
🔴 AFS Banned/Disqualified SHELLSHEAR, NEIL EDDIS NSW 05/03/2026 04/03/2036
🔴 AFS Banned/Disqualified SHELLSHEAR, NEIL NSW 05/03/2026 04/03/2036
🔴 Disqualified Director MURPHY, DECLAN JAMES QLD 05/03/2022 04/03/2027
🔴 Disqualified Director MURPHY, DECLAN QLD 05/03/2022 04/03/2027
🔴 AFS Banned/Disqualified YOSHAI, SHLOMO VIC 05/03/2021 04/03/2031
🟠 Credit Banned/Disqualified GOLDENBERG, MARK TRAVIS WA 05/03/2020 Ongoing
🟠 Disqualified SMSF Auditor COGHLAN, DOUGLAS QLD 05/03/2018 Ongoing
🟠 Disqualified SMSF Auditor NEWHAM, ROBERT JAMES ACT 05/03/2018 Ongoing
🟠 Disqualified SMSF Auditor TATTERSALL, PAUL WA 05/03/2018 Ongoing
🟠 Disqualified SMSF Auditor TRETOLA, JOHN SA 05/03/2018 Ongoing
🔴 AFS Banned/Disqualified MCPHERSON, NEIL PHILLIP VIC 05/02/2026 04/02/2030
🔴 AFS Banned/Disqualified MCPHERSON, NEIL VIC 05/02/2026 04/02/2030
🔴 AFS Banned/Disqualified IERVASI, ANTONIO NSW 05/02/2025 Ongoing
🔴 AFS Banned/Disqualified IERVASI, TONY NSW 05/02/2025 Ongoing
🔴 AFS Banned/Disqualified KING, LACHLAN JOHN QLD 05/02/2025 Ongoing
🟠 Credit Banned/Disqualified IERVASI, ANTONIO ADDRESS UNKNOWN 05/02/2025 Ongoing
🟠 Credit Banned/Disqualified KING, LACHLAN JOHN QLD 05/02/2025 Ongoing
🔴 AFS Banned/Disqualified ROSS, ALEXANDER CARRICK VIC 05/01/2005 Ongoing
🔴 AFS Banned/Disqualified DAVIS, BRUCE STUART SA 04/12/2024 03/12/2031
🔴 Banned Securities Dealer DODD, BRIAN PETER QLD 04/12/2000 Ongoing
🟠 Banned Futures Dealer DODD, PETER BRIAN QLD 04/12/2000 Ongoing
🔴 Disqualified Director AIKEN, JEFFREY JOHN QLD 04/11/2021 03/11/2026
🟠 Disqualified SMSF Auditor SIBAI, ADNAN NSW 04/11/2021 Ongoing
🟠 Credit Banned/Disqualified ANAND, RAVI KUMAR SA 04/11/2015 Ongoing
🔴 AFS Banned/Disqualified EVANS, GLENN RUSSELL NSW 04/11/2013 Ongoing
🟠 Disqualified SMSF Auditor HELLIER, PHILIP JOHN VIC 04/11/2009 Ongoing
🟠 Credit Banned/Disqualified GRUBB, GRAEME CLIFFORD WA 04/11/1999 Ongoing
🔴 AFS Banned/Disqualified RITCHIE, AMANDA SHIRLEY VIC 04/10/2015 Ongoing
🔴 AFS Banned/Disqualified LOUEY, KEVIN VIC 04/10/2006 Ongoing
🔴 AFS Banned/Disqualified POUSA, SENEN QLD 04/09/2018 Ongoing
🟠 Disqualified SMSF Auditor BALNAVES, PETER SA 04/09/2009 Ongoing
🟠 Disqualified SMSF Auditor LEMPHERS, BRIAN ERNEST VIC 04/09/2009 Ongoing
🔴 Banned Securities Dealer QUINN, BRIAN WILLIAM SA 04/08/1993 Ongoing
🔴 Disqualified Director HILLAM, JOHN FREDERICK NSW 04/07/2025 04/01/2028
🔴 Disqualified Director HILLAM, JOHN NSW 04/07/2025 04/01/2028
🔴 Disqualified Director HILLAM, JOHN FREDERICH SA 04/07/2025 04/01/2028
🔴 Disqualified Director RAFTERTY, SIMON NSW 04/07/2025 03/01/2028
🔴 Disqualified Director RAFTERY, SIMON JOHN NSW 04/07/2025 03/01/2028
🔴 Disqualified Director RAFTERY, SIMON NSW 04/07/2025 03/01/2028
🔴 AFS Banned/Disqualified LOY, TRAVERS DAVID VIC 04/07/2013 Ongoing
🔴 AFS Banned/Disqualified PADDISON, PHILLIP MURRAY NSW 04/07/2012 Ongoing
🔴 AFS Banned/Disqualified DAVIES, MURRAY GRAHAM VIC 04/06/2019 Ongoing
🟠 Credit Banned/Disqualified DAVIES, MURRAY GRAHAM VIC 04/06/2019 Ongoing
🟠 Credit Banned/Disqualified POUSA, SENEN QLD 04/06/2018 Ongoing
🔴 Banned Organisation FIRST HOME SHOP PTY LTD — 04/06/2009 Ongoing
🔴 AFS Banned/Disqualified SIMINTON, DAVID ROBERT VIC 04/06/2007 Ongoing
🟠 Disqualified SMSF Auditor GRIMA, DEREK VIC 04/05/2026 Ongoing
🔴 AFS Banned/Disqualified GUCCIARDI, ANTONINO SALVATORE WA 04/05/2018 Ongoing
🟠 Disqualified SMSF Auditor WILSON, NEIL VIC 04/05/2017 Ongoing
🟠 Credit Banned/Disqualified THOMPSON, GRANT PATRICK QLD 04/05/2015 Ongoing
🔴 Banned Securities Dealer FLYNN, BRADLEY FRANCIS QLD 04/05/2001 Ongoing
🔴 AFS Banned/Disqualified MOO, ROY VIC 04/04/2014 Ongoing
🔴 AFS Banned/Disqualified MOO, WHYE VIC 04/04/2014 Ongoing
🟠 Credit Banned/Disqualified MOO, ROY ADDRESS UNKNOWN 04/04/2014 Ongoing
🟠 Credit Banned/Disqualified MOO, WHYE ADDRESS UNKNOWN 04/04/2014 Ongoing
🔴 AFS Banned/Disqualified HANLEY, ANDREW VIC 04/03/2026 03/03/2031
🔴 AFS Banned/Disqualified HANLEY, ANDREW JOHN VIC 04/03/2026 03/03/2031
🔴 AFS Banned/Disqualified SHORTLAND, HARRIS JOHN KOHU NT 04/03/2025 04/03/2032
🔴 Disqualified Director GUTNICK, JOSEPH ISSAC VIC 04/03/2024 03/03/2028
🔴 Disqualified Director GUTNICK, JOSEH ISAAC VIC 04/03/2024 03/03/2028
🔴 Disqualified Director GUTNICK, JOSEPH ISAAC VIC 04/03/2024 03/03/2028
🔴 Disqualified Director JOSEPH ISAAC, GUTNICK VIC 04/03/2024 03/03/2028
🟠 Disqualified SMSF Auditor PASCOE, JOHN WA 04/03/2022 Ongoing
🔴 AFS Banned/Disqualified ILOTT, RAYMOND JOHN WA 04/03/2008 Ongoing
🔴 Banned Organisation GERALDTON FINANCE COMPANY PTY LIMITED — 04/03/2002 Ongoing
🔴 Disqualified Director GABRIEL, PAUL MERVYN QLD 04/02/2026 03/02/2031
🔴 Banned Securities Dealer FELDEN, HANS ROBERT JOHN NSW 04/02/2000 Ongoing
🔴 Banned Securities Dealer MARGARIA, JOHN GEOFFREY WA 04/01/2001 Ongoing
🔴 AFS Banned/Disqualified NGUYEN, DANIEL MINH TUAN NSW 03/12/2013 Ongoing
🔴 Banned Organisation M.A.I PACIFIC PTY LTD — 03/12/2013 Permanent banning
🔴 Disqualified Director SCOTT, MELINDA NSW 03/12/2012 02/12/2037
🔴 AFS Banned/Disqualified SCOTT, MELINDA NSW 03/12/2012 Ongoing
🔴 Banned Securities Dealer AUSTIN, REGINALD NSW 03/12/1997 Ongoing
🔴 Disqualified Director O'SULLIVAN, JOHNATHON BRYAN NSW 03/11/2025 02/11/2029
🔴 Disqualified Director O'SULLIVAN, JOHNATHON SA 03/11/2025 02/11/2029
🔴 Disqualified Director O'SULLIVAN, JOHNATHAN BRYAN NSW 03/11/2025 02/11/2029
🔴 Disqualified Director O'SULLIVAN, JONATHAN BRYAN NSW 03/11/2025 02/11/2029
🟠 Disqualified SMSF Auditor SIDHU, DAVID QLD 03/11/2023 Ongoing
🔴 AFS Banned/Disqualified PEARSON, MARION JOAN — 03/11/2015 Ongoing
🔴 Banned Securities Dealer ELLISON, CLYDE WILLIAM WA 03/11/1995 Ongoing
🔴 AFS Banned/Disqualified SEVELLE, DAVID DAYAN NSW 03/10/2008 Ongoing
🔴 Disqualified Director HODGERS ROBERTS, VERONICA MARY VIC 03/09/2025 02/09/2030
🔴 Disqualified Director ROBERTS, VERONICA MARY VIC 03/09/2025 02/09/2030
🔴 Disqualified Director ROBERTS, VERONICA VIC 03/09/2025 02/09/2030
🔴 Disqualified Director FALCONER, ANTHONY NSW 03/08/2026 02/08/2030
🔴 Disqualified Director FALCONER, ANTHONY JOHN NSW 03/08/2026 02/08/2030
🔴 AFS Banned/Disqualified PANGANIBAN, ROMMEL NSW 03/08/2016 Ongoing
🔴 AFS Banned/Disqualified PANGANIBAN, ROMMELL NSW 03/08/2016 Ongoing
🔴 AFS Banned/Disqualified PRATTEN, CHARLES TIMOTHY NSW 03/08/2016 Ongoing
🔴 AFS Banned/Disqualified PRATTEN, TIMOTHY CHARLES NSW 03/08/2016 Ongoing
🟠 Credit Banned/Disqualified PRATTEN, TIMOTHY CHARLES NSW 03/08/2016 Ongoing
🔴 AFS Banned/Disqualified HODGETTS, MARTIN VIC 03/08/2015 Ongoing
🔴 AFS Banned/Disqualified HODGETTS, MARTIN ROBERT VIC 03/08/2015 Ongoing
🔴 Banned Securities Dealer BULLMORE, DAVID NEVILLE VIC 03/08/2001 Ongoing
🔴 Disqualified Director TEACHASKUL, WANLOP NSW 03/07/2026 02/07/2030
🔴 Disqualified Director TECHASKUL, WANLOP NSW 03/07/2026 02/07/2030
🔴 AFS Banned/Disqualified BRADLEY, MATTHEW SIMON NSW 03/07/2025 02/07/2033
🔴 AFS Banned/Disqualified MOORE, ANDREW CHARLES NSW 03/07/2025 02/07/2028
🔴 AFS Banned/Disqualified MOORE, ANDREW NSW 03/07/2025 02/07/2028
🔴 AFS Banned/Disqualified PRASAD, JASON DAMIEN NSW 03/07/2025 Ongoing
🟠 Credit Banned/Disqualified PRASAD, JASON DAMIEN NSW 03/07/2025 Ongoing
🔴 AFS Banned/Disqualified VEE, DASHIEL WA 03/07/2024 Ongoing
🔴 AFS Banned/Disqualified DUFFY, GERARD JOHN NSW 03/06/2026 Ongoing
🔴 AFS Banned/Disqualified DUFFY, GERARD NSW 03/06/2026 Ongoing
🔴 AFS Banned/Disqualified HEWISH, JOEL JAMES VIC 03/06/2024 02/06/2034
🔴 AFS Banned/Disqualified HANSON, KIMBERLEY JAMES WA 03/06/2021 Ongoing
🔴 AFS Banned/Disqualified MORGAN, SHAUN QLD 03/06/2015 Ongoing
🔴 AFS Banned/Disqualified MORGAN, SHAUN GREGORY QLD 03/06/2015 Ongoing
🔴 AFS Banned/Disqualified ISAACS, LYNN THERESE NSW 03/06/2006 Ongoing
🔴 Banned Securities Dealer ANDERSON, GAVIN JOHN VIC 03/06/1994 Ongoing
🔴 Banned Securities Dealer BURGESS, ANTHONY BIRD VIC 03/06/1994 Ongoing
🔴 Banned Securities Dealer WILSON, MICHAEL DAVID VIC 03/06/1994 Ongoing
🔴 Disqualified Director WALKER, ROBERT JOHN TAS 03/05/2022 02/05/2027
🔴 AFS Banned/Disqualified NUGARA, TERENCE RIO RIENZO VIC 03/04/2023 Ongoing
🔴 AFS Banned/Disqualified NUGARA, TERENCE RIO VIC 03/04/2023 Ongoing
🔴 AFS Banned/Disqualified NUGARA, TERENCE (RIO) VIC 03/04/2023 Ongoing
🔴 AFS Banned/Disqualified MORRISON, SCOTT JOHN NSW 03/04/2020 02/04/2027
🔴 AFS Banned/Disqualified CHARSTONE, ALAN VIC 03/04/2012 Ongoing
🟠 Credit Banned/Disqualified PEARCE, DENNIS MICHAEL WA 03/04/2002 Ongoing
🔴 Banned Securities Dealer CHAMPION, JOHN THOMAS CHARLES — 03/04/1997 Ongoing
🟠 Banned Futures Dealer CHAMPION, JOHN THOMAS CHARLES — 03/04/1997 Ongoing
🔴 AFS Banned/Disqualified CHEN, YANHUA VIC 03/03/2026 Ongoing
🟠 Disqualified SMSF Auditor DOUGLAS, DONALD VIC 03/03/2022 Ongoing
🔴 AFS Banned/Disqualified HICKS, DAVID LLEWELYN VIC 03/03/2016 Ongoing
🔴 AFS Banned/Disqualified HICKS, DAVID VIC 03/03/2016 Ongoing
🟠 Credit Banned/Disqualified HICKS, DAVID LLEWELYN VIC 03/03/2016 Ongoing
🟠 Disqualified SMSF Auditor KHARROUBI, HASSAN NSW 03/03/2014 Ongoing
🔴 AFS Banned/Disqualified NATHAN, GREGORY NSW 03/02/2010 Ongoing
🔴 Banned Securities Dealer FITZWATER, ANTHONY JAMES QLD 03/02/2000 Ongoing
🔴 Banned Securities Dealer WHITE, PETER JAMES NSW 03/01/1997 Ongoing
🟠 Banned Futures Dealer WHITE, PETER JAMES NSW 03/01/1997 Ongoing
🔴 Disqualified Director CONNA, PETER ANTHONY QLD 02/12/2025 01/12/2026
🔴 Disqualified Director CONNA, PETER NSW 02/12/2025 01/12/2026
🟠 Disqualified SMSF Auditor MACLEOD, MICHAEL FENTON VIC 02/12/2022 Ongoing
🔴 Banned Securities Dealer JONES, DAVID WAYNE NSW 02/12/1997 Ongoing
🔴 Disqualified Director KHALAF, MOHAMED ALY ISMAIL NSW 02/11/2023 01/11/2028
🔴 Disqualified Director KHALAF, MOHAMED NSW 02/11/2023 01/11/2028
🔴 AFS Banned/Disqualified BELARDO, SERGIO NICOLO WA 02/11/2017 01/11/2027
🔴 AFS Banned/Disqualified BELARDO, SERGIO WA 02/11/2017 01/11/2027
🔴 AFS Banned/Disqualified RADKE, EMMA MAREE QLD 02/10/2019 Ongoing
🔴 Disqualified Director HOWDEN, RUSSELL HUGH NSW 02/08/2023 02/08/2028
🔴 Disqualified Director HOWDEN, RUSSELL NSW 02/08/2023 02/08/2028
🔴 AFS Banned/Disqualified ZAKHAIM, SHAY NSW 02/07/2024 01/07/2027
🔴 AFS Banned/Disqualified AWAD, SAMAR NSW 02/07/2018 Ongoing
🔴 AFS Banned/Disqualified MERHEB, DANNY NSW 02/07/2018 Ongoing
🔴 AFS Banned/Disqualified MERJAN, SAMAR NSW 02/07/2018 Ongoing
🟠 Credit Banned/Disqualified AWAD, SAMAR NSW 02/07/2018 Ongoing
🟠 Credit Banned/Disqualified MERHEB, DANNY ADDRESS UNKNOWN 02/07/2018 Ongoing
🟠 Credit Banned/Disqualified MERJAN, SAMAR ADDRESS UNKNOWN 02/07/2018 Ongoing
🔴 AFS Banned/Disqualified BOWMAKER, LEROY NSW 02/07/2013 Ongoing
🔴 AFS Banned/Disqualified DONALD, LAWSON STUART NSW 02/07/2013 Ongoing
🔴 AFS Banned/Disqualified DONALD, LAWSON NSW 02/07/2013 Ongoing
🔴 AFS Banned/Disqualified KAKOSCHKE, NEVILLE JOHN SA 02/07/2004 Ongoing
🔴 AFS Banned/Disqualified POPAL, ABDULLAH NSW 02/06/2026 Ongoing
🟠 Credit Banned/Disqualified POPAL, ABDULLAH NSW 02/06/2026 Ongoing
🔴 AFS Banned/Disqualified WASHBOURNE, BRIAN MAURICE QLD 02/06/2023 01/06/2029
🔴 AFS Banned/Disqualified FINEFF, GAVID NSW 02/06/2021 Ongoing
🔴 AFS Banned/Disqualified FINEFF, GAVIN NSW 02/06/2021 Ongoing
🔴 AFS Banned/Disqualified HOWARTH, DUNCAN ERNEST VIC 02/06/2006 Ongoing
🔴 AFS Banned/Disqualified KAKOSHCKE, NEVILLE JOHN SA 02/06/2004 Ongoing
🔴 Disqualified Director PEREIRA, LAURENCE CHRISTOPHER QLD 02/05/2024 01/05/2029
🔴 Disqualified Director PEREIRA, LAURENCE QLD 02/05/2024 01/05/2029
🔴 AFS Banned/Disqualified PAPAPAVLOU, ARISTOTELIS VIC 02/04/2026 Ongoing
🔴 AFS Banned/Disqualified PAPAPAVLOU, ARISTOTLE VIC 02/04/2026 Ongoing
🟠 Credit Banned/Disqualified PAPAPAVLOU, ARISTOTELIS VIC 02/04/2026 Ongoing
🔴 Banned Securities Dealer WEBSTER, JAMES NSW 02/03/2001 Ongoing
🔴 AFS Banned/Disqualified CAPPER, JACKSON QLD 02/02/2018 Ongoing
🔴 AFS Banned/Disqualified JAROS, JANA QLD 02/02/2018 Ongoing
🟠 Credit Banned/Disqualified CAPPER, JACKSON QLD 02/02/2018 Ongoing
🟠 Credit Banned/Disqualified JAROS, JANA QLD 02/02/2018 Ongoing
🔴 AFS Banned/Disqualified WISE, DARREN JOHN NSW 02/02/2016 Ongoing
🔴 AFS Banned/Disqualified KARAKATSANIS, GEORGE QLD 01/11/2016 Ongoing
🔴 AFS Banned/Disqualified LEECH, MATTHEW DAVID VIC 01/11/2006 Ongoing
🔴 AFS Banned/Disqualified SNOEKS, SUZANNE VIC 01/10/2017 Ongoing
🟠 Credit Banned/Disqualified SNOEKS, SUZANNE ADDRESS UNKNOWN 01/10/2017 Ongoing
🔴 Disqualified Director SALEH, ZREIKA NSW 01/09/2022 31/08/2027
🔴 Disqualified Director ZREIKA, SALEH NSW 01/09/2022 31/08/2027
🔴 Disqualified Director ZREIKA, SALEM NSW 01/09/2022 31/08/2027
🔴 AFS Banned/Disqualified BIGATTON, JOHN LOUIS ANTHONY NSW 01/09/2020 31/08/2027
🔴 Disqualified Director GRIMM, BRADLEY VIC 01/09/2016 31/08/2031
🔴 Disqualified Director GRIMM, BRADLEY JOHN VIC 01/09/2016 31/08/2031
🔴 AFS Banned/Disqualified HUNTER, NICHOLAS MARTIN NSW 01/09/2015 Ongoing
🔴 AFS Banned/Disqualified HUNTER, NICHOLAS NSW 01/09/2015 Ongoing
🟠 Credit Banned/Disqualified FARES, BASSEM NSW 01/09/2015 Ongoing
🔴 AFS Banned/Disqualified POSER, JASON SA 01/08/2025 Ongoing
🔴 AFS Banned/Disqualified KAMAY, LUKAS JAMES VIC 01/08/2017 Ongoing
🔴 Banned Securities Dealer SEETO, SEAN ANTHONY QLD 01/08/2001 Ongoing
🔴 AFS Banned/Disqualified KING, BARRY DAVID VIC 01/07/2025 Ongoing
🟠 Credit Banned/Disqualified ADU, EMMANUEL ADDRESS UNKNOWN 01/07/2025 Ongoing
🔴 AFS Banned/Disqualified ANDERSON, ANTHONY ALEXANDER NSW 01/07/2024 30/06/2029
🔴 AFS Banned/Disqualified VYAS, PAVAN NSW 01/07/2013 Ongoing
🔴 Banned Securities Dealer SMITH, MICHAEL ANDREW SA 01/07/2002 Ongoing
🔴 AFS Banned/Disqualified LI, SHUN YUEN KEN NSW 01/06/2017 Ongoing
🟠 Disqualified SMSF Auditor ALI, RAHAMAT VIC 01/06/2010 Ongoing
🔴 AFS Banned/Disqualified NEWBOUND, BRETT ANTHONY VIC 01/05/2025 30/04/2035
🔴 AFS Banned/Disqualified NEWBOUND, BRETT VIC 01/05/2025 30/04/2035
🟠 Credit Banned/Disqualified NEWBOUND, BRETT ANTHONY ADDRESS UNKNOWN 01/05/2025 30/04/2035
🟠 Credit Banned/Disqualified NEWBOUND, BRETT ADDRESS UNKNOWN 01/05/2025 30/04/2035
🔴 AFS Banned/Disqualified MYERS, JANE ELIZABETH ACT 01/04/2020 Ongoing
🔴 AFS Banned/Disqualified HAMPSHIRE, JUSTIN EDWARD NSW 01/03/2023 Ongoing
🔴 AFS Banned/Disqualified SIMEONE, ANTONIO SA 01/03/2022 28/02/2027
🔴 AFS Banned/Disqualified SIMEONE, TONY SA 01/03/2022 28/02/2027
🔴 AFS Banned/Disqualified HEATHWOOD, SUSAN NSW 01/03/2012 Ongoing
🔴 Disqualified Director STEPHENS, TERRY NORMAN SA 01/03/2002 Ongoing
🟠 Credit Banned/Disqualified SAHAI, CHANDAR PRAKASH ADDRESS UNKNOWN 01/02/2021 31/01/2028
🟠 Credit Banned/Disqualified PATNIOTIS, CONSTANTINOS WA 01/02/2013 Ongoing

1314 current entries